23andMe PGS Genetic Risk Report for Hereditary Prostate Cancer (HOXB13-Related)

K211499 · 23AndMe, Inc. · QAZ · Jan 6, 2022 · Medical Genetics

Device Facts

Record IDK211499
Device Name23andMe PGS Genetic Risk Report for Hereditary Prostate Cancer (HOXB13-Related)
Applicant23AndMe, Inc.
Product CodeQAZ · Medical Genetics
Decision DateJan 6, 2022
DecisionSESE
Submission TypeTraditional
Regulation21 CFR 866.6090
Device ClassClass 2
AttributesSoftware as a Medical Device

Indications for Use

The 23andMe Personal Genome Service (PGS) uses qualitative genotyping to detect select clinically relevant variants in genomic DNA isolated from human saliva collected from individuals ≥18 years for the purpose of reporting and interpreting genetic health risks, including the 23andMe PGS Genetic Health Risk Report for Hereditary Prostate Cancer (HOXB13-Related). The 23andMe PGS Genetic Health Risk Report for Hereditary Prostate Cancer (HOXB13- Related) is indicated for reporting of the G84E variant in the HOXB13 gene. The report describes if a person has the G84E variant and if a male is at increased risk for prostate cancer. The variant included in this report is most common in people of European descent. The test report does not describe a person's overall risk of developing any type of cancer, and the absence of a variant tested does not rule out the presence of other variants that may be cancer-related. This test is not a substitute for visits to a healthcare provider for recommended screenings or appropriate follow-up and should not be used for diagnosis, to determine any treatments or medical interventions.

Device Story

Direct-to-consumer DNA testing service; utilizes Oragene·Dx saliva collection kit; samples shipped to CLIA-certified labs. DNA isolated and processed via multiplex microarray (Illumina BeadChip v5); captures >500,000 variants. Coregen software determines genotypes from raw Illumina GenomeStudio data. Personalized reports provided via web portal; informs users of G84E variant status and associated prostate cancer risk. Intended for consumer education; results not for clinical diagnosis or treatment decisions. Users must opt-in to view reports; results locked by default. Benefits include awareness of genetic predisposition to prostate cancer; encourages consultation with healthcare providers for appropriate screening.

Clinical Evidence

Bench testing only. Analytical performance validated via precision/reproducibility studies (100% correct calls across sites/lots/operators) and LoD studies (100% correct at 5 ng/μL). Method comparison against bidirectional Sanger sequencing showed 100% PPA and 100% NPA. Clinical validity supported by peer-reviewed literature (Karlsson 2014, Hoffmann 2015, Nyberg 2019) establishing association between HOXB13 G84E and increased prostate cancer risk.

Technological Characteristics

Qualitative genotyping via Illumina Infinium beadchip array. DNA fragmented, hybridized to SNP-specific primers, extended with hapten-labeled nucleotides, and detected via fluorescently labeled antibodies. Instruments: Tecan Evo, Illumina iScan. Software: GenomeStudio, Coregen. Sample: Human saliva (Oragene-Dx). Minimum DNA input: 5 ng/uL. Connectivity: Standalone laboratory processing.

Indications for Use

Indicated for qualitative detection of G84E variant in HOXB13 gene in adults ≥18 years using saliva-derived DNA. Intended for OTC use to report genetic health risk for hereditary prostate cancer. Not for diagnosis, medical decision-making, or as a substitute for professional medical consultation.

Regulatory Classification

Identification

A qualitative in vitro molecular diagnostic system used for the detection of select variants in specified cancer-related genes. The device is intended to be used on genomic DNA isolated from human specimens collected by the user. The results of the test provide users with a genetic health risk assessment for developing certain cancers. The test may not include all variants associated with a predisposition of developing cancer and is not intended to describe a person’s overall risk of developing any type of cancer nor to aid in determination of treatment or act as a substitute for recommended cancer screenings or appropriate follow-up. The device is for over-the-counter use.

Special Controls

*Classification.* Class II (special controls). The special controls for this device are:(1) The labeling required under § 809.10 of this chapter and any pre-purchase page and test report generated, unless otherwise specified, must include: (i) An intended use that specifies in the indications for use the genetic variants detected by the test. The specific variants must be appropriately validated as described in paragraphs (b)(4)(xii) and (b)(4)(xiii) of this section. (ii) A section addressed to users with the following information: (A) A warning statement accurately disclosing the genetic coverage of the test in lay terms, including information on variants not queried by the test, and the proportion of pathogenic variants in the genes that the assay detects in a specific population as identified in paragraph (b)(1)(i) of this section. The warning statement must indicate that the test [does not/may not, as appropriate] detect all genetic variants related to the genetic disease, and that the absence of a variant tested does not rule out the presence of other genetic variants that may impact cancer risk. The warning statement must also include the relevant population for which the variants reported by the test are most relevant. (B) A limiting statement explaining that some people may feel anxious about getting genetic test health results. This is normal. If the potential user feels very anxious, such user should speak to his or her doctor or other healthcare professional prior to collection of a sample for testing. This test is not a substitute for visits to a doctor or other healthcare professional. Users should consult with their doctor or other healthcare professional if they have any questions or concerns about the results of their test or their current state of health. (C) A limiting statement that a user's ethnicity may affect whether the test is relevant for them and may also affect how their genetic health results are interpreted. (D) A warning statement that the test is not a substitute for visits to a healthcare professional for recommended screenings, and should not be used to determine any treatments or medical interventions. (E) A warning statement that the test does not diagnose cancer or any other health conditions and should not be used to make medical decisions. The warning statement must indicate that the results should be confirmed in a clinical setting before taking any medical action. (F) A limiting statement explaining that other companies offering a genetic risk test may be detecting different genetic variants for the same disease, so the user may get different results using a test from a different company. (G) If applicable, a limiting statement that states the test does not test for variants in other genes linked to hereditary cancer. (H) A limiting statement explaining that this test does not account for non-genetic factors and that other factors such as environmental and lifestyle risk factors may affect the risk of developing a given disease. (I) Information to a potential purchaser or actual test report recipient about how to obtain access to a board-certified clinical molecular geneticist or equivalent to assist in pre- and post-test counseling. (J) A limiting statement explaining that this test is not intended to tell you anything about your current state of health, or be used to make medical decisions, including whether or not you should take a medication or how much of a medication you should take. (K) A limiting statement explaining that the laboratory may not be able to process a sample, and a description of the next steps to be taken by the manufacturer and/or the customer, as applicable. (iii) A section in the labeling required under § 809.10 of this chapter and any test report generated that is for healthcare professionals who may receive the test results from their patients with the following information: (A) A limiting statement explaining that this test is not intended to diagnose a disease, determine medical treatment or other medical intervention, or tell the user anything about their current state of health. (B) A limiting statement explaining that this test is intended to provide users with their genetic information to inform health-related lifestyle decisions and conversations with their doctor or other healthcare professional. (C) A limiting statement explaining that any diagnostic or treatment decisions should be based on confirmatory prescription testing and/or other information that is determined to be appropriate for the patient ( *e.g.,* additional clinical testing and other risk factors that may affect individual risk and health care).(2) The genetic test must use a sample collection device that is FDA-cleared, -approved, or -classified as 510(k) exempt, with an indication for in vitro diagnostic use in over-the-counter DNA testing. (3) The device's labeling must include a hyperlink to the manufacturer's public website where the manufacturer must make the information identified in paragraph (b)(3) of this section publicly available. The manufacturer's home page, as well as the primary part of the manufacturer's website that discusses the device, must provide a hyperlink to the web page containing this information and must allow unrestricted viewing access. If the device can be purchased from the website or testing using the device can be ordered from the website, the same information must be found on the web page for ordering the device or provided in a publicly accessible hyperlink on the web page for ordering the device. Any changes to the device that could significantly affect safety or effectiveness would require new data or information in support of such changes, which must also be posted on the manufacturer's website. The information must include: (i) An index of the material being provided to meet the requirements in paragraph (b)(3) of this section and its location. (ii) Technical information about the device, as specified in paragraph (b)(4) of this section. (iii) A section that highlights summary information that allows the user to understand how the test works and how to interpret the results of the test. This section must, at a minimum, be written in plain language understandable to a lay user and include: (A) Consistent explanations of the risk of disease associated with all variants included in the test, variants not included in the test, and specific considerations by ethnicity. If there are different categories of risk, the manufacturer must provide literature references and/or data that support the different risk categories. If there will be multiple test reports and multiple variants, the risk categories must be defined similarly among them. For example, “increased risk” must be defined similarly between different test reports and different variant combinations. (B) Clear context for the user to understand the context in which the cited clinical performance data support the risk reported. This includes any risks that are influenced by ethnicity, age, gender, environment, and lifestyle choices. (C) Materials that explain the main concepts and terminology used in the test that include: ( *1* ) Definitions: scientific terms that are used in the test reports.( *2* ) Pre-purchase page: this page must contain information that informs the user about what information the test will provide. This includes variant information, the condition(s) or disease(s) associated with the variant(s), professional guideline recommendations for general genetic risk testing, the limitations associated with the test (*e.g.,* test does not detect all variants related to the disease), relevance of race/ethnicity, and any precautionary information about the test the user should be aware of before purchase. When the test reports the risk of a life-threatening or irreversibly debilitating disease or condition for which there are few or no options to prevent, treat, or cure the disease, a user opt-in page must be provided. This opt-in page must be provided for each disease type that falls into this category and must provide specific information relevant to each test result. The opt-in page must include:( *i* ) An option to accept or decline to receive this specific test result;( *ii* ) Specification of the risk involved if the user is found to have the specific genetic test result;( *iii* ) Summary of professional guidelines that recommend when genetic testing for the associated target condition is or is not recommended;( *iv* ) A recommendation to speak with a healthcare professional, genetic counselor, or equivalent professional before getting the results of the test;( *v* ) The implications of receiving a no variants detected result; and( *vi* ) The statement that the test does not diagnose cancer or any other health conditions and should not be used to make medical decisions. Results should be confirmed in a clinical setting before taking any medical action. Users should consult with a healthcare professional before taking any medical action.( *3* ) Frequently asked questions (FAQ) page: This page must provide information that is specific for each variant/disease pair that is reported. Information provided in this section must be scientifically valid and supported by corresponding peer-reviewed publications. The FAQ page must explain the health condition/disease being tested, the purpose of the test, the information the test will and will not provide, the relevance of race and ethnicity to the test results, information about the population to which the variants in the test is most applicable, the meaning of the result(s), other risk factors that contribute to disease, appropriate follow-up procedures, how the results of the test may affect the user's family, including children, and links to resources that provide additional information.(4) The device labeling must include a technical information section containing the following information: (i) Gene(s) and variant(s) the test detects using standardized nomenclature, Human Genome Organization (HUGO) nomenclature and coordinates, as well as Single Nucleotide Polymorphism Database (dbSNP) reference SNP numbers (rs#). (ii) A statement indicating that more than 1,000 variants in the BRCA1 and BRCA2 genes are known to increase cancer risk, as applicable. (iii) Scientifically established disease-risk association of each variant detected and reported by the test. This risk association information must include: (A) Genotype-phenotype information for the reported variants. (B) When available, a table of expected frequency in the general population and different ethnicities, and risks of developing the disease in relevant ethnic populations and the general population. (C) Information such as peer-reviewed published literature and/or professional guidelines used to determine what types and levels of evidence will distinguish whether the selected variants are reported as “are associated with increased risk” versus “may be associated with increased risk” of developing other cancers. All selected variants must be appropriately validated as required under paragraph (b)(1)(i) of this section. For selected variants reported as “are associated with increased risk,” the clinical evidence must be demonstrated with sufficient information ( *e.g.,* professional guidelines and consistent associations in peer-reviewed published literature). For the selected variants reported as “may be associated with increased risk,” the clinical evidence must be reported in professional guidelines, but peer-reviewed published literature may not be consistent.(D) A statement about the current professional guidelines for testing these specific gene(s) and variant(s) for the specified disease(s). ( *1* ) If professional guidelines are available, provide the recommendations in the professional guideline(s) for the gene, variant, and disease for when genetic testing should or should not be performed, and cautionary information that should be communicated when a particular gene and variant is detected.( *2* ) If professional guidelines are not available, provide a statement that the professional guidelines are not available for these specific gene(s) and variant(s).(iv) The specimen type ( *e.g.,* saliva, whole blood).(v) Assay steps and technology used. (vi) Specification of required ancillary reagents, instrumentation, and equipment. (vii) Specification of the specimen collection, processing, storage, and preparation methods. (viii) Specification of risk mitigation elements and description of all additional procedures, methods, and practices incorporated into the directions for use that mitigate risks associated with testing. (ix) Information pertaining to the probability of test failure ( *e.g.,* percentage of tests that failed quality control) based on data from clinical samples, a description of scenarios in which a test can fail (*e.g.,* low sample volume, low DNA concentration), how users will be notified of a test failure, and the nature of follow-up actions on a failed test to be taken by the user and the manufacturer.(x) When available, information specifying the probability of a false negative and false positive analytical result and any additional considerations by ethnicity. (xi) Specification of the criteria for test result interpretation and reporting, including any distinctions between risk categories ( *i.e.,* increased risk and greatly increased risk; are associated and may be associated).(xii) Information that demonstrates the performance characteristics of the test including: (A) Accuracy of study results for each claimed specimen type. ( *1* ) Accuracy of the test must be evaluated with fresh clinical specimens collected and processed in a manner consistent with the test's instructions for use. If this is impractical, fresh clinical samples may be substituted or supplemented with archived clinical samples. Archived samples must have been collected previously in accordance with the instructions for use, stored appropriately, and randomly selected. In some limited circumstances, use of contrived samples or human cell line samples may also be appropriate and used as an acceptable alternative. The contrived or human cell line samples must mimic clinical specimens as much as is feasible and provide an unbiased evaluation of the test's accuracy.( *2* ) Accuracy must be evaluated by comparison to bidirectional Sanger sequencing or other methods identified as appropriate by FDA. Performance criteria for both the comparator method and the test must be pre-defined and appropriate to the test's intended use. Detailed study protocols must be provided.( *3* ) Information provided must include the number and type of specimens, broken down by clinically relevant variants for each indicated report that were compared to bidirectional sequencing or other methods identified as appropriate by FDA. The accuracy as positive percent agreement (PPA) and negative percent agreement (NPA) must be measured, and accuracy point estimates must be >99 percent (both per reported variant and overall). Uncertainty of the point estimate must be within an acceptable range, as identified by FDA, and must be presented using the 95 percent confidence interval.( *4* ) Sufficient specimens must be tested per genotype and must include all genotypes that will be included in the tests and reports. The number of samples tested in the accuracy study for each variant reported must be based on the variant frequency.( *5* ) Any no calls (*i.e.,* absence of a result) or invalid calls (*e.g.,* failed quality control) in the study must be included in accuracy study results and reported separately. The percent of final 'no calls' or 'invalid calls' must be clinically acceptable. Variants that have a point estimate for PPA or NPA of <99 percent (incorrect test results compared to bidirectional sequencing or other methods identified as appropriate by FDA) must not be incorporated into test claims and reports. Accuracy measures generated from clinical specimens versus contrived samples or cell lines must be presented separately. Results must be summarized and presented in tabular format, by sample and by genotype.( *6* ) Point estimate of PPA for each genotype must be calculated as the number of correct calls for that genotype divided by the number of samples known to contain that genotype. The point estimate of NPA for each genotype must be calculated as the number of correct calls that do not contain that genotype divided by the number of samples known to not contain that genotype. 'No calls' must not be included in these calculations. Point estimates must be calculated along with 95 percent two-sided confidence intervals.(B) Precision and reproducibility data must be provided using multiple instruments and multiple operators, on multiple non-consecutive days, and using multiple reagent lots. The sample panel must include specimens from the claimed sample type ( *e.g.,* saliva) representing all genotypes for each variant (*e.g.,* wild type, heterozygous, and homozygous). Performance criteria must be predefined. A detailed study protocol must be created in advance of the study and then followed. The failed quality control rate must be indicated (*i.e.,* the total number of sample replicates for which a sequence variant cannot be called (no calls) or that fail sequencing quality control criteria divided by the total number of replicates tested). It must be clearly documented whether results were generated from clinical specimens, contrived samples, or cell lines. The study results must state, in a tabular format, the variants tested in the study and the number of replicates for each variant, and what conditions were tested (*e.g.,* number of runs, days, instruments, reagent lots, operators, specimens/type). The study must include all extraction steps from the claimed specimen type or matrix, unless a separate extraction study for the claimed sample type is performed. If the device is to be used at more than one laboratory, different laboratories must be included in the precision study (and reproducibility across sites must be evaluated). Any no calls or invalid calls in the study must be listed as a part of the precision and reproducibility study results.(C) Analytical specificity data: data must be provided evaluating the test performance ( *e.g.,* specimen extraction and variant detection) effect of potential endogenous and exogenous interferents relevant to the specimen type, and assessment of cross-contamination. Alternatively, for each suspected interfering mutation for which data is not provided demonstrating the effect of the interfering variant, the manufacturer must clearly identify the suspected interfering variants in the labeling to user test reports, and indicate that the impact the interfering variants may have on the test's performance has not been studied by providing a statement that reads, “It is possible that the presence of [insert identifying information for the suspected interfering variant] in a sample may interfere with the performance of this test. However, its effect on the performance of this test has not been studied.”(D) Analytical sensitivity data: data must be provided demonstrating the minimum amount of DNA that will enable the test to perform correctly in 95 percent of runs. (E) Device stability data: the manufacturer must establish upper and lower limits of input nucleic acid, sample, and reagent stability that will achieve the test's claimed accuracy and reproducibility. The manufacturer must evaluate stability using wild-type, heterozygous, and homozygous samples. Data supporting such claims must be provided. (F) Specimen type and matrix comparison data: specimen type and matrix comparison data must be generated if more than one specimen type can be tested with this device, including failure rates for the different specimens. (xiii) Clinical Performance Summary. (A) Information to support the clinical performance of each variant in the specific condition which is labeled as “are associated with increased risk” and reported by the test must be provided, as identified in paragraph (b)(4)(iii)(C) of this section. (B) Manufacturers must organize information by the specific variant combination as appropriate ( *e.g.,* wild type, heterozygous, homozygous, compound heterozygous, hemizygous genotypes). For each variant combination, information must be provided in the clinical performance section to support clinical performance for the risk category (*e.g.,* not at risk, increased risk). For each variant combination, a summary of key results must be provided in tabular format or using another method identified as appropriate by FDA to include the appropriate information regarding variant type, data source, definition of the target condition (*e.g.,* disease), clinical criteria for determining whether the target disease is present or absent, description of subjects with the target disease present and target disease absent (exclusion or inclusion criteria), and technical method for genotyping. When available, information on the effect of the variant on risk must be provided as the risk of a disease (lifetime risk or lifetime incidences) for an individual compared with the general population risk.(xiv) User comprehension study: information on a study that assesses comprehension of the test process and results by potential users of the test must be provided, including the following, as appropriate: (A) The test manufacturer must provide a genetic health risk education module to naïve user comprehension study participants prior to their participation in the user comprehension study. The module must define terms that are used in the test reports and explain the significance of genetic risk reports. (B) The test manufacturer must perform pre- and post-test user comprehension studies. The comprehension test questions must directly evaluate the material being presented to the user as described in paragraph (b)(3)(ii) of this section. (C) The manufacturer must provide a justification from a physician and/or genetic counselor that identifies the appropriate general and variant-specific concepts contained within the material being tested in the user comprehension study to ensure that all relevant concepts are incorporated in the study. (D) The user comprehension study must meet the following criteria: ( *1* ) The study participants must comprise a statistically sufficient sample size and demographically diverse population (determined using methods such as quota-based sampling) that is representative of the intended user population. Furthermore, the study participants must comprise a diverse range of age and educational levels and have no prior experience with the test or its manufacturer. These factors must be well-defined in the inclusion and exclusion criteria.( *2* ) All sources of bias (*e.g.,* non-responders) must be predefined and accounted for in the study results with regard to both responders and non-responders.( *3* ) The testing must follow a format where users have limited time to complete the studies (such as an on-site survey format and a one-time visit with a cap on the maximum amount of time that a participant has to complete the tests).( *4* ) Users must be randomly assigned to study arms. Test reports in the user comprehension study given to users must define the target condition being tested and related symptoms, explain the intended use and limitations (including warnings) for the test, explain the relevant ethnicities in regard to the variant tested, explain genetic health risks and relevance to the user's ethnicity, and assess participants' ability to understand the following comprehension concepts: the test's limitations, purpose, appropriate action, test results, and other factors that may have an impact on the test results.( *5* ) Study participants must be untrained, be naïve to the test subject of the study, and be provided the labeling prior to the start of the user comprehension study.( *6* ) The user comprehension study must meet the predefined primary endpoint criteria, including a minimum of a 90 percent or greater overall comprehension rate (*i.e.,* selection of the correct answer) for each comprehension concept. Other acceptance criteria may be acceptable depending on the concept being tested. Meeting or exceeding this overall comprehension rate demonstrates that the materials presented to the user are adequate for over-the-counter use.( *7* ) The analysis of the user comprehension results must include:( *i* ) Results regarding reports that are provided for each gene/variant/ethnicity tested;( *ii* ) Statistical methods used to analyze all data sets; and( *iii* ) Completion rate, non-responder rate, and reasons for nonresponse/data exclusion. A summary table of comprehension rates regarding comprehension concepts (*e.g.,* purpose of test, test results, test limitations, ethnicity relevance for the test results, appropriate actions following receipt of results) for each study report must be included.

Predicate Devices

Related Devices

Submission Summary (Full Text)

{0} # 510(k) SUBSTANTIAL EQUIVALENCE DETERMINATION DECISION SUMMARY A. 510(k) Number: K211499 B. Purpose for Submission: New device C. Measurand: G84E variant in the HOXB13 gene D. Type of Test: Qualitative genetic test for detection of the G84E variant in the HOXB13 gene E. Applicant: 23andMe, Inc. F. Proprietary and Established Names: 23andMe Personal Genome Service (PGS) Risk Report for Hereditary Prostate Cancer (HOXB13-Related) G. Regulatory Information: 1. Regulation section: 21 CFR 866.6090 2. Classification: Class II 3. Product code: QAZ 4. Panel: Pathology {1} H. Intended Use: 1. Indication(s) for use: The 23andMe Personal Genome Service (PGS) uses qualitative genotyping to detect select clinically relevant variants in genomic DNA isolated from human saliva collected from individuals ≥18 years for the purpose of reporting and interpreting genetic health risks, including the 23andMe PGS Genetic Health Risk Report for Hereditary Prostate Cancer (HOXB13-Related). The 23andMe PGS Genetic Health Risk Report for Hereditary Prostate Cancer (HOXB13- Related) is indicated for reporting of the G84E variant in the HOXB13 gene. The report describes if a person has the G84E variant and if a male is at increased risk for prostate cancer. The variant included in this report is most common in people of European descent. The test report does not describe a person's overall risk of developing any type of cancer, and the absence of a variant tested does not rule out the presence of other variants that may be cancer-related. This test is not a substitute for visits to a healthcare provider for recommended screenings or appropriate follow-up and should not be used for diagnosis, to determine any treatments or medical interventions. 2. Special conditions for use statement(s): a. For over-the-counter (OTC) use. b. The test does not diagnose cancer or any other health condition and should not be used to make medical decisions. Results should be confirmed in a clinical setting before taking any medical action. c. This test is not a substitute for visits to a healthcare provider for recommended screening or appropriate follow-up. It is recommended that users consult with a healthcare provider if there are any questions or concerns about the test results or their current state of health. d. The 23andMe PGS Genetic Health Risk Report for Hereditary Prostate Cancer (HOXB13-Related) detects only one variant in the HOXB13 gene and does not detect all genetic variants in this gene associated with increased risk of developing prostate cancer. The absence of the variant tested does not rule out the presence of other genetic variants that may be disease-related. e. The test is intended for users ≥ 18 years old. f. The laboratory may not be able to process a user's sample. The probability that the laboratory cannot process a sample can be up to 6-33%. g. One potentially interfering mutation near G84E was identified and is noted below. Interference due to this mutation was not tested. | Common Name | SNP | Potentially Interfering Mutation | | --- | --- | --- | | HOXB13 | rs138213197 (G84E) | Rs529392210 (G85S) (prevalence in GnomAD: 0.0012% across all included populations, 0.0009% in non-Finnish Europeans, 0% in Finnish Europeans) | h. A user's race, ethnicity, age, and sex may affect how the genetic test results are interpreted. i. It is important for the user to discuss their personal or family history of cancer with a {2} healthcare professional. If the user has a personal or family history of cancer, or think they may have symptoms of cancer; the user should consult with their healthcare provider about appropriate testing. j. Subject to meeting the limitations contained in the special controls under regulation 21 CFR 866.6090. 4. Special instrument requirements: Tecan Evo, Illumina iScan and GenomeStudio system (qualified by 23andMe) I. Device Description: The 23andMe Personal Genome Service (PGS) is an over-the-counter (direct-to-consumer), DNA testing service that provides information and tools for consumers to learn about and explore their DNA. The 23andMe Personal Genome Service (PGS) is a currently marketed, non-invasive genetic information service that combines qualitative genotyping data covering genetic ancestry, traits, and certain heritable health conditions from a single multiplex assay with descriptive information derived from peer reviewed, published genetic research studies. It is a home use, over-the-counter (direct-to-consumer) DNA testing service intended to provide information and tools for consumers to learn about and explore their DNA. Customer saliva is self-collected using the Oragene·Dx® Device manufactured by DNA Genotek, Inc. (previously cleared for carrier screening indications under K141410, and the same collection kit used to generate performance data for DEN140044, DEN160026, DEN170046, K182784, DEN180028, and K193492, which consists of a sealable collection tube containing a stabilizing buffer solution. Once the sample is collected, it is shipped to one of the 23andMe Personal Genome Service Clinical Laboratory Improvement Amendments (CLIA) certified laboratories for testing. DNA is isolated from the saliva and tested in a multiplex assay using a customized genotyping beadchip, and off the shelf reagents and instrumentation manufactured by Illumina. The multiplex assay simultaneously tests for more than 500,000 variants, including those for the previously authorized indications, as well as for the indications proposed herein. Raw data is generated using Illumina GenomeStudio software, and then sent to 23andMe. The data is then analyzed using 23andMe's proprietary Coregen software, where a genotype is determined for each tested SNP. The results for certain of these SNPs are used to generate personalized reports for the customer that provide information about the detected genotype. Personalized reports are generated for each user that provide results of the testing performed. These reports tell the user which genetic health risk variant(s) have been detected in their sample and provide information about the disease associated with the variant(s). If no variant was detected, that information is also provided. The personalized reports are designed to present scientific concepts to users in an easy-to-understand format. The reports provide scientifically {3} valid information about the risks associated with the presence of a particular variant. The reports are designed to help users understand the meaning of their results and any appropriate actions that may be taken based on their results. The modified components of the Personal Genome Service included in this 510(k) submission are new labeling to include (a) one new variant to be reported, and (b) the qualitative reporting of one's Genetic Health Risk for Hereditary Prostate Cancer (HOXB13-Related). # J. Substantial Equivalence Information: 1. Predicate device name(s): 23andMe Personal Genome Service (PGS) Risk Report for BRCA1/BRCA2 (Selected Variants) 2. Predicate 510(k) number(s): DEN170046 3. Comparison with predicate: | Similarities | | | | --- | --- | --- | | Item | Device | Predicate | | Technology | Customized Illumina BeadChip | Same platform | | Specimen type | Saliva | Same | | Collection Device | Oragene·Dx® saliva collection device (OGD-500.001) | Same | | Measurand | DNA | Same | | Instruments and software | Tecan Evo, Illumina iScan and Genome Studio Coregen | Same | | Differences | | | | --- | --- | --- | | Item | Device | Predicate | | Variants to be reported | G84E variant in the HOXB13 gene | 185delAG and 5382insC in BRCA1 and 6174delT in BRCA 2 gene | | Indication | Qualitative reporting of risk for HOXB13-related prostate cancer | Qualitative reporting of risk for Breast and Ovarian Cancer in women, Breast and Prostate Cancer in men | # K. Standard/Guidance Document Referenced (if applicable): Not applicable {4} L. Test Principle: The assay uses multiplex microarray technology for the simultaneous detection of variants in human DNA. The BeadChip v5 assay (Illumina Infinium HumanOmniExpress-24 format chip) consists of silicon wafers etched to form wells loaded with silica beads, on which oligonucleotide capture probes are immobilized. DNA from saliva is fragmented and captured on a bead array by hybridization to immobilized SNP-specific primers, followed by extension with hapten-labeled nucleotides. The primers hybridize adjacent to the SNPs and are extended with a single nucleotide corresponding to the variant allele. The incorporated hapten-modified nucleotides are detected by adding fluorescently labeled antibodies in several steps to amplify the signals. The Tecan Evo and Illumina iScan instruments are used for extraction and processing of the DNA, and the BeadChip for scanning and quantification of the results. The genotype content is separated, analyzed, and then integrated into predefined report templates specific for each condition associated with each genotype. Genotypes are determined using the GenomeStudio and Coregen software packages. For the 23andMe PGS Genetic Health Risk Report for Hereditary Prostate Cancer (HOXB13-Related), information on one specific variant (G84E) in the HOXB13 gene is integrated into the report. M. Performance Characteristics (if/when applicable): 1. Analytical performance: a. Precision/Reproducibility: 23andMe performed a precision study to determine the reproducibility of the 23andMe assay for genotype calls for the G84E variant in the HOXB13 gene. The goal of the study was to evaluate the following precision parameters of the assay: intra-assay, inter-lot, inter-instrument, inter-operator, inter-day, and inter-lab differences. DNA samples were selected based on their confirmed genotypes, and were obtained from the 23andMe biobank. To confirm, each sample was sequenced by bi-directional Sanger sequencing. The same samples were genotyped by the assay in a blinded fashion, with 3 lots of reagents, by multiple operator teams per day, using 3 different serial numbers of each of 2 instruments (Tecan and iScan), over 3 days, at each of 2 laboratory sites. Assay genotypes were compared with sequenced genotypes to determine the rates of correct genotype calls. This precision study yielded 100% correct genotype calls for all samples across multiple days, operator teams, instruments, and reagent lots at two independent laboratory sites. Therefore, the study passed the acceptance criteria of at least 99% correct calls at each of the two laboratory sites. There was no variation between any study conditions or any replicates for a given sample. Therefore, the study demonstrated 100% reproducibility and 100% repeatability for a given sample. The results are shown in Table 1. Table 1. Precision Study Results Stratified by Site and Genotype {5} | Genotype | Lab | Total Replicate s Pass QC | # of Correct Calls | # of Incorrect Calls | # of No Call s | # of FQCs (After Rerun) | % Correct Calls | | --- | --- | --- | --- | --- | --- | --- | --- | | CC (Homozygous Common) | NGI | 81 | 81 | 0 | 0 | 0 | 100% | | CT (Heterozygous) | NGI | 81 | 81 | 0 | 0 | 0 | 100% | | TT (Homozygous Rare) | NGI | 81 | 81 | 0 | 0 | 0 | 100% | | CC (Homozygous Common) | DNA | 81 | 81 | 0 | 0 | 0 | 100% | | CT (Heterozygous) | DNA | 81 | 81 | 0 | 0 | 0 | 100% | | TT (Homozygous Rare) | DNA | 81 | 81 | 0 | 0 | 0 | 100% | b. Linearity/assay reportable range: Not applicable. c. Traceability, Stability, Expected values (controls, calibrators, or methods): The assay requires two types of controls: the sample processing control and the reproducibility control. The information provided demonstrates that the sample processing control is stable for up to three months and the reproducibility control is stable for up to 12 months. See DEN140044 for detailed information. d. Detection limit: The Limit of Detection (LoD) study was performed to assess the sensitivity of the Personal Genome Service (PGS) assay for Hereditary Prostate Cancer (HOXB13-Related). Samples were identified from the 23andMe customer database based on their putative genotype. Each sample was diluted to 3 different concentrations and genotyped by the assay in a blinded fashion using 3 lots of reagents. Genotype results were confirmed using bidirectional Sanger sequencing. The minimum DNA requirement was defined as the lowest concentration at which at least 95% of samples yielded the correct call. To confirm the genotype call, all DNA samples were genotyped using bidirectional Sanger sequencing performed in a qualified laboratory listed in the 23andMe approved supplier list. Genotypes derived from sequencing were considered "truth" and were used to assess the accuracy of PGS assay genotypes. To confirm the genotype call, each PGS assay genotype calls were compared to bidirectional Sanger sequencing results. {6} The LoD was defined as the lowest DNA concentration at which at least 95% of samples yielded the correct call. This study yielded 100% correct call rates for all samples across all reagent lots at all sample concentrations tested. Therefore, the study passed the acceptance criteria of 95% correct calls at the lowest concentration tested (5 ng/μL). This study demonstrated that the PGS assay is valid for samples with a DNA concentration range of 5 ng/μL DNA to 50 ng/μL DNA. e. Analytical specificity: Interfering Substances – Endogenous and Exogenous Substances A series of studies were conducted to assess the effects of endogenous substances, exogenous substances, microbial substances, and smoking on the 23andMe PGS Test. The results of the Endogenous and Exogenous Interference studies can be found in the Decision Summary for DEN140044. No interference was observed with the endogenous substances tested. The study indicated that saliva samples should be collected at least 30 minutes after eating, drinking, chewing gum, using mouthwash. Interfering Mutations Analyses were performed to identify potentially interfering mutation within the one HOXB13 variant detected by the test. One potentially interfering mutation near G84E for the variant being tested has been identified. Because of the low frequency of this variant (prevalence in GnomAD: 0.0012% across all included populations), the Company was unable to identify additional user or commercially available samples for these potentially interfering mutations. Therefore, a statement has been added to the limitations section of the package insert stating that the impact of interfering mutations has not been evaluated. Smoking and Microbial Interference The effects of smoking before the saliva collection and microbial interference were performed. The studies indicated that saliva samples should be collected at least 30 minutes after smoking and there is no effect on the accuracy of the test by five microbes that maybe found in human saliva. See DEN140044 for additional information. f. Assay cut-off: Not applicable. g. Specimen Stability Saliva samples for testing are collected with the Oragene·Dx collection device. The claimed specimen stability is 12 months at ambient temperature. See K110701 for sample stability information. f. Shipping Stability: {7} Saliva samples are shipped for testing in the Oragene-Dx collection device. Environmental conditions experienced during shipping were simulated by subjecting samples to freeze-thaw cycles (samples stored at high temperatures that could be experienced during shipping were evaluated in specimen stability. The claimed shipping stability is up to three freeze-thaw cycles. See K110701 for sample shipping stability information. ## 2. Comparison studies: a. Method comparison with Sanger Bidirectional Sequencing: 23andMe performed a method comparison study to assess the accuracy of the 23andMe PGS assay for Hereditary Prostate Cancer (HOXB13-Related). The goal of the study was to show equivalent genotype assignment between the 23andMe PGS assay and bidirectional Sanger sequencing. Samples were identified from the 23andMe customer database based on their predetermined genotype. Genotyping of these samples was performed at a CLIA certified contract laboratory. All chosen samples were then tested using bidirectional Sanger sequencing. Genotyping results were compared between the 23andMe PGS assay and sequencing to calculate positive percent agreement (PPA) and negative percent agreement (NPA), with the sequencing results considered to be "truth". The passing criteria were greater than 99% PPA and greater than 99% NPA for each SNP. This method comparison study yielded 100% agreement. Therefore, the study passed the acceptance criteria of greater than 99% PPA and greater than 99% NPA. The method comparison study showed that the 23andMe assay is comparable to bidirectional Sanger sequencing. Table 3. Percent Agreement Results for HOXB13 G84E by Genotype | G84E HOXB13 (rs138213197) Genotype | # of Samples Compared | Correct* | Incorrect* | PPA | NPA | 95% CI † | | --- | --- | --- | --- | --- | --- | --- | | CC (Homozygous Common) | 20 | 20 | 0 | 100% | 100% | 86.1 - 100% | | CT (Heterozygous) | 26 | 26 | 0 | 100% | 100% | 89.1 - 100% | | TT (Homozygous Rare) | 22 | 22 | 0 | 100% | 100% | 87.3 - 100% | b. Matrix comparison: Not applicable. This test is for use with human saliva samples only. 3. Clinical studies: {8} a. Disease Description and Clinical Summary: The 23andMe PGS® Genetic Health Risk Test for Hereditary Prostate Cancer (HOXB13-Related) is indicated for reporting of the G84E variant in the HOXB13 gene. This variant is associated with an increased risk of developing prostate cancer. Studies suggest that 33–53% of males with the G84E variant develop prostate cancer during their lifetime (Karlsson 2014, PMID 22841674; Hoffmann 2015, PMID 25629170; Nyberg 2019, PMID 30527799), compared to about 12% of males in the general population (SEER Cancer Statistics Review, 1975-2017). Males with this variant who develop prostate cancer also tend to do so at an earlier age (Ewing 2012, PMID 22236224). The HOXB13 G84E variant is estimated to account for up to 5% of hereditary prostate cancer cases in families of European descent (Xu 2013, PMID 23064873), and in some Nordic countries this variant accounts for about 22% (Finland) and 8% (Sweden) of hereditary prostate cancer cases (Xu 2013, PMID 23064873). About 10% of Swedish men with early-onset prostate cancer (age at diagnosis: younger than 55) are carriers of the HOXB13 G84E variant (Karlsson 2014, PMID 22841674). The carrier frequency of the HOXB13 G84E variant in the European population varies by country, and ranges from 0.1%–1.4% (based on frequencies among controls) (Kluźniak 2013, PMID 23334858; Laitinen 2013, PMID 23292082; Karlsson 2014, PMID 22841674; Kote-Jarai 2015, PMID 25595936; Storebjerg 2016, PMID 26779768; Chen 2018, PMID 29181843). The 23andMe PGS® Genetic Health Risk Report for Hereditary Prostate Cancer (HOXB13-Related) specifically presents the test results only for the G84E variant (obtained from the overall PGS® Test). The report describes if a male is at increased risk of developing prostate cancer and if a female has the tested variant indicating that their male relatives may be at increased risk for prostate cancer. The report also provides information about prostate cancer risk associated with this variant. It does not provide a definitive determination of a person's overall risk of developing prostate cancer or any other types of cancer. Many additional factors, including non-genetic factors and genetic variants not covered by the test, can also affect whether a person develops prostate cancer. This test does not detect other variants in the HOXB13 gene or variants in other genes that can increase the risk for prostate cancer. Table 4 below listed the frequency of the G84E HOXB13 variant in 23andMe customers and public databases. Table 4 HOXB13 G84E Allele Frequencies (%) in the 23andMe database and the gnomAD database¹ ¹ Based on approximately 5,552,000 individuals with European ancestry, 303,000 individuals with African American ancestry, 168,000 individuals with Ashkenazi Jewish ancestry, 235,000 individuals with East Asian ancestry, 957,000 individuals with Hispanic/Latino ancestry, 57,000 individuals with South Asian ancestry, and 60,000 individuals with Middle Eastern ancestry. Because of the privacy considerations surrounding the use of customer data (namely, the risk of exposing the identity of individuals in the database), the frequencies provided are rounded to a hundredth of a percent and truncated at a minimum frequency if the number of individuals with a variant is fewer than five. ¹ Data were extracted from the gnomAD database: https://gnomad.broadinstitute.org/ accessed 09May2020. {9} | Ancestry group | 23andMe | gnomADb | | --- | --- | --- | | European | 0.18% | 0.76%c 0.24%d | | African American | 0.04% | 0.04% | | Ashkenazi Jewish | <0.01% | 0.01% | | East Asian | 0.00% | 0.00% | | Hispanic/Latino | 0.06% | 0.003% | | South Asian | 0.00% | 0.00% | | Middle Eastern | <0.01% | n/a | Clinical validity of the variants is supported by published data and NCCN and ACG guidelines. Clinical data relating to the pathogenic G84E variant in HOXB13 is summarized in Table 5 below. Table 5 Numerical risk estimates provided in the 23andMe PGS® Hereditary Prostate Cancer (HOXB13-Related) test reports | Test reports | Risk estimate provided | References | | --- | --- | --- | | 0 variants detected (Male) | General population risk for prostate cancer: About 12% (1 in 8 males) | SEER Cancer Statistics Review, 1975-2017 (Howlader 2019) | | 1 variant detected (Male) | Risk for prostate cancer in males with one copy of the HOXB13 G84E variant: 33-53% by age 80 | Karlsson 2014 (PMID 22841674); Hoffmann 2015 (PMID 25629170); Nyberg 2019 (PMID 30527799) | | 2 variant detected (Male) | Risk for prostate cancer in males with one copy of the HOXB13 G84E variant: 33-53% by age 80 | Karlsson 2014 (PMID 22841674); Hoffmann 2015 (PMID 25629170); Nyberg 2019 (PMID 30527799) | | 3 variant detected (Male) | Risk for prostate cancer in males with one copy of the HOXB13 G84E variant: 33-53% by age 80 | Karlsson 2014 (PMID 22841674); Hoffmann 2015 (PMID 25629170); Nyberg 2019 (PMID 30527799) | {10} | 2 copies of a variant detected (Male) | Risk for prostate cancer in males with one copy of the HOXB13 G84E variant: 33-53% by age 80 Males with two copies of this variant are expected to have prostate cancer risks at least as high as males with just one variant. | Karlsson 2014 (PMID 22841674); Hoffmann 2015 (PMID 25629170); Nyberg 2019 (PMID 30527799) | | --- | --- | --- | The 23andMe PGS® Genetic Health Risk Test for Hereditary Prostate Cancer (HOXB13-Related) is indicated for reporting of the G84E variant in the HOXB13 gene. This variant is associated with an increased risk of developing prostate cancer. Studies suggest that 33–53% of males with the G84E variant develop prostate cancer during their lifetime (by age 80) (Karlsson 2014, PMID 22841674; Hoffmann 2015, PMID 25629170; Nyberg 2019, PMID 30527799), compared to about 12% of males in the general population (SEER Cancer Statistics Review, 1975-2017). Males with this variant who develop prostate cancer also tend to do so at an earlier age (Ewing 2012, PMID 22236224). b. Other clinical supportive data: i. User Comprehension Study User comprehension studies were performed to assess the comprehension of the Genetic Health Risk report. See DEN160026 supportive user comprehension studies. ii. Frequently Asked Questions Material The Manufacturer has developed a Frequently Asked Questions (FAQ) section for the 23andMe PGS Genetic Risk Report for Hereditary Prostate Cancer (HOXB13-Related), which is included in the test report and accessible to the user on the Manufacturer's public website. The FAQs are specific to the variants and disease risk associations being reported, where applicable. The FAQ section was created to provide users with information to adequately understand the purpose, limitations and meaning of the results of the test. The FAQ section was developed using methodology consistent with the Manufacturer's labeling design, identification of primary communication messages, and label comprehension. The concepts covered in the FAQ section include: the test results, purpose of the test, limitations of the test, relevance of race and ethnicity on test results, meaning of the result, other risk factors that contribute to disease, appropriate follow-up procedures, how the results of the test may affect the user's family and children, and links to resources that provide additional information. Additionally, the FAQ section provides definitions for terminology found in Genetic Health Risk Reports that is used to describe risks associated with detected variants. {11} iii. User Opt-In Page Prior to receiving the test results, a pre-purchase page informs users that there is a choice of whether or not to receive the 23andMe PGS Genetic Risk Report for Hereditary Prostate Cancer (HOXB13-Related). Users have an opportunity to opt into receiving these results after reviewing important information included in an opt-in page. The opt-in page is provided for the 23andMe PGS Genetic Risk Report for Hereditary Prostate Cancer (HOXB13-Related) users due to the nature of the diseases and associated risks for this report and the fact that this test is not designed to inform clinical decision-making. Users will be directed to a page entitled, “Choose your health reports” which provides the option to exclude this report from the users account. The report selection page includes important information to allow the users to make an informed decision. Results of the 23andMe PGS Genetic Risk Report for Hereditary Prostate Cancer (HOXB13-Related) are locked by default, and will never be shown to users unless they have specifically chosen to receive the report at any time, including after results for other reports have been received. 4. Expected values/Reference range: Not applicable. N. Instrument Name: Illumina iScan BeadChip scanner with GenomeStudio software (qualified by the laboratory). O. System Descriptions: 1. Modes of Operation: Same as referenced in DEN140044 2. Software: FDA has reviewed applicant’s Hazard Analysis and software development processes for this line of product types: Yes ☐ X ☐ or No ☐ Level of Concern: Moderate Software Description: Same as referenced in DEN140044 {12} Revision Level History: A software revision history record for the 23andMe software system software was acceptable. Unresolved Anomalies: There are no known unresolved anomalies associated with the system software. EMC Testing: Not applicable. 3. Specimen Identification: Same as referenced in DEN140044 4. Specimen Sampling and Handling: Same as referenced in DEN140044 5. Calibration: Same as referenced in DEN140044 6. Quality Control: Same as referenced in DEN140044 P. Other Supportive Instrument Performance Characteristics Data Not Covered In The "Performance Characteristics" Section above: Refer to K141410 for saliva collection device details and study results. Q. Proposed Labeling: The labeling is sufficient and it satisfies the requirements of 21 CFR Parts 801 and 809, as applicable, and the special controls for this device type. R. Conclusion: The submitted information in this premarket notification is complete and supports a substantial equivalence decision.
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