← Product Code [FCL](/submissions/GU/subpart-b%E2%80%94diagnostic-devices/FCL) · K971315 # AUXILIARY INSTRUMENTS FOR URS (K971315) _Richard Wolf Medical Instruments Corp. · FCL · Sep 15, 1997 · Gastroenterology, Urology · SESE_ **Canonical URL:** https://fda.innolitics.com/submissions/GU/subpart-b%E2%80%94diagnostic-devices/FCL/K971315 ## Device Facts - **Applicant:** Richard Wolf Medical Instruments Corp. - **Product Code:** [FCL](/submissions/GU/subpart-b%E2%80%94diagnostic-devices/FCL.md) - **Decision Date:** Sep 15, 1997 - **Decision:** SESE - **Submission Type:** Traditional - **Regulation:** 21 CFR 876.1075 - **Device Class:** Class 1 - **Review Panel:** Gastroenterology, Urology - **Attributes:** Therapeutic ## Indications for Use The auxiliary instruments for ureteroscopes and uretero-renoscopes are used for preliminary procedures in the ureter and kidney, as well as for procedures in the urethra and bladder. Flexible and rigid auxiliary instruments can be used in connection with single or double instrument ports. Various diagnostic and therapeutic procedures can be performed, for example: - transurethral extraction of uretero calculi - biopsy for tumor diagnostics - removal of foreign bodies, e.g. ureteral stents The interventions are carried out by trained and experienced surgeons who consider the general condition and the anatomic specialties of the patient in their diagnosis. - The forceps are used for endoscopically controlled grasping, and obtaining tissue specimens for diagnosis. Both flexible and rigid forceps are available. - The stone extractors (graspers) are used to grasp stones or stone calculi and extract them out of urological tract. The stone extractor is also used to immobilize the calculus while disintegrating the stone. - Various electrodes are used for controlling bleedings and for removing or destruction of tissue by use of unipolar high-frequency current under endoscopic view. - The bougies (dilators) are used for the atraumatic distention of tubular organs. The flexible hollow dilators can be inserted over a guide wire, for example into the renal pelvis. ## Device Story Auxiliary instruments for ureteroscopy/uretero-renoscopy; includes rigid/flexible forceps, stone extractors, unipolar HF electrodes, and bougies. Used by surgeons in clinical settings for transurethral stone extraction, tumor biopsy, foreign body removal, hemostasis, and tubular dilation. Forceps grasp tissue/objects; stone extractors immobilize/extract calculi; electrodes use unipolar HF current for tissue destruction/bleeding control; bougies provide atraumatic dilation. Devices inserted through endoscope ports; bougies may use guide wires. Output is direct visualization-guided mechanical or electrical intervention. Benefits include minimally invasive access to renal/ureteral anatomy for diagnostic and therapeutic tasks. ## Clinical Evidence Bench testing only. Mechanical load testing confirmed no breakage of jaws or components under normal use. Steam sterilization validation using the fractional method confirmed no adverse influence on functional performance. ## Technological Characteristics Rigid and flexible stainless steel instruments. Includes forceps, stone extractors, unipolar HF electrodes, and bougies. Designed for use with ureteroscopes/uretero-renoscopes via single or double instrument ports. Sterilization via steam (fractional method). ## Regulatory Identification A gastroenterology-urology biopsy instrument is a device used to remove, by cutting or aspiration, a specimen of tissue for microscopic examination. This generic type of device includes the biopsy punch, gastrointestinal mechanical biopsy instrument, suction biopsy instrument, gastro-urology biopsy needle and needle set, and nonelectric biopsy forceps. This section does not apply to biopsy instruments that have specialized uses in other medical specialty areas and that are covered by classification regulations in other parts of the device classification regulations. ## Predicate Devices - various instruments for urological endoscopes (pre-enact.) - various instruments for urological endoscopes (Circon) - various instruments for urological endoscopes (Karl Storz) ## Submission Summary (Full Text) > This content was OCRed from public FDA records by [Innolitics](https://innolitics.com). If you use, quote, summarize, crawl, or train on this content, cite Innolitics at https://innolitics.com. > > Innolitics is a medical-device software consultancy. We help companies design, build, and clear FDA-regulated software and AI/ML devices, including [a 510(k)](https://innolitics.com/services/510ks/), [a De Novo](https://innolitics.com/services/regulatory/), [a SaMD](https://innolitics.com/services/end-to-end-samd/), [an AI/ML medical device](https://innolitics.com/services/medical-imaging-ai-development/), or [an FDA regulatory strategy](https://innolitics.com/services/regulatory/). {0} K 971315 pg 1 of 2 353 Corporate Woods Parkway Vernon Hills, Illinois 60061 Phone: 847-913-1113 Fax: 847-913-1488 SEP 15 1997 RICHARD WOLF MEDICAL INSTRUMENTS CORPORATION 35 510(k) Summary of Safety and Effectiveness | Submitter: | | | Date of Preparation: March 14, 1997 | | | --- | --- | --- | --- | --- | | Company / Institution name: RICHARD WOLF MEDICAL INSTRUMENTS CORP. | | | FDA establishment registration number: 14 184 79 | | | Division name (if applicable): N.A. | | | Phone number (include area code): (847) 913-1113 | | | Street address: 353 Corporate Woods Parkway | | | FAX number (include area code): (847) 913-0924 | | | City: Vernon Hills | State/Province: Illinois | Country: USA | | ZIP / Postal Code: 60061 | | Contact name: Mr. Robert L. Casarsa | | | | | | Contact title: Quality Assurance Manager | | | | | | Product Information: | | | | | | Trade name: Auxiliary Instruments for URS | | Model numbers: See section 1: ‘Submitted Devices: Auxiliary Instruments for URS’ | | | | Common name: Rigid and flexible forceps, stone extractors, electrodes, bougies | | Classification name: Endoscope and accessories | | | | Information on devices to which substantial equivalence is claimed: | | | | | | 510(k) Number | Trade or proprietary or model name | | Manufacturer | | | 1 pre-enact. | 1 various instruments for urological endoscopes, see equivalent devices | | 1 Richard Wolf M.I.C. | | | 2 | 2 various instruments for urological endoscopes, see equivalent devices | | 2 Circon | | | 3 | 3 various instruments for urological endoscopes, see equivalent devices | | 3 Karl Storz | | | 4 | 4 | | 4 | | ## 1.0 Description The submitted auxiliary instruments for URS are accessories for the ureterrenoscopy. These are rigid or flexible biopsy, grasping, and foreign body forceps, stone extractors, unipolar electrodes for high frequency applications, and bougies. {1} RICHARD WOLF MEDICAL INSTRUMENTS CORPORATION K 971315 Pg 2 of 2 SEP 15 1997 ## 2.0 Intended Use The auxiliary instruments for ureteroscopes and uretero-renoscopes are used for preliminary procedures in the ureter and kidney, as well as for procedures in the urethra and bladder. Flexible and rigid auxiliary instruments can be used in connection with single or double instrument ports. Various diagnostic and therapeutic procedures can be performed, for example: - transurethral extraction of uretero calculi - biopsy for tumor diagnostics - removal of foreign bodies, e.g. ureteral stents The interventions are carried out by trained and experienced surgeons who consider the general condition and the anatomic specialties of the patient in their diagnosis. - The forceps are used for endoscopically controlled grasping, and obtaining tissue specimens for diagnosis. Both flexible and rigid forceps are available. - The stone extractors (graspers) are used to grasp stones or stone calculi and extract them out of urological tract. The stone extractor is also used to immobilize the calculus while disintegrating the stone. - Various electrodes are used for controlling bleedings and for removing or destruction of tissue by use of unipolar high-frequency current under endoscopic view. - The bougies (dilators) are used for the atraumatic distention of tubular organs. The flexible hollow dilators can be inserted over a guide wire, for example into the renal pelvis. ## 3.0 Technological Characteristics The basic design of the submitted instruments is similar to the devices sold prior to 1976 and to competitor’s products. The diameter of the submitted forceps is smaller; the mouth of the jaws is designed shorter to ensure the same stability. The submitted forceps, stone extractors, and HF electrodes are adapted to the anatomy in ureterorenoscopy, the working length becomes smaller and longer. ## 4.0 Substantial Equivalence These devices are substantially equivalent to existing pre-enactment devices sold by Richard Wolf and 510(k) devices sold by Storz and Circon. ## 5.0 Performance Data - Mechanical load test of the forceps and stone graspers show that there is no breakage of the jaw or other parts of the instrument if used normally. - The steam sterilization in clinical use and tests performed by Richard Wolf show that the steam sterilization has no influence on the functional performance of the submitted instruments when using the fractional method. 8 - 2 {2} DEPARTMENT OF HEALTH & HUMAN SERVICES Public Health Service SEP 15 1997 Food and Drug Administration 9200 Corporate Boulevard Rockville MD 20850 Mr. Robert L. Casarsa Richard Wolf Medical Instruments Corporation 353 Corporate Woods Parkway Vernon Hills, Illinois 60061 Re: K971315 Auxiliary Instruments for Ureteroscopes and Uretero-Renoscope (URS) Dated: July 1, 1997 Received: July 2, 1997 Regulatory Class: II 21 CFR §876.4300, 876.1075, 876.1500, 876.5520, and 876.4680 Product Code: 78 FAS, FCL, KOG, FAX, and FFL Dear Mr. Casarsa: We have reviewed your Section 510(k) notification of intent to market the device referenced above and we have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. If your device is classified (see above) into either class II (Special Controls) or class III (Premarket Approval), it may be subject to such additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 895. A substantially equivalent determination assumes compliance with the Current Good Manufacturing Practice requirement, as set forth in the Quality System Regulation (QS) for Medical Devices: General regulation (21 CFR Part 820) and that, through periodic QS inspections, the Food and Drug Administration (FDA) will verify such assumptions. Failure to comply with the GMP regulation may result in regulatory action. In addition, FDA may publish further announcements concerning your device in the Federal Register. Please note: this response to your premarket notification submission does not affect any obligation you might have under sections 531 through 542 of the Act for devices under the Electronic Product Radiation Control provisions, or other Federal laws or regulations. This letter will allow you to begin marketing your device as described in your 510(k) premarket notification. The FDA finding of substantial equivalence of your device to a legally marketed predicate device results in a classification for your device and thus, permits your device to proceed to the market. If you desire specific advice for your device on our labeling regulation (21 CFR Part 801 and additionally 809.10 for in vitro diagnostic devices), please contact the Office of Compliance at (301) 594-4613. Additionally, for questions on the promotion and advertising of your device, please contact the Office of Compliance at (301) 594-4639. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR 807.97). Other general information on your responsibilities under the Act may be obtained from the Division of Small Manufacturers Assistance at its toll-free number (800) 638-2041 or (301) 443-6597 or at its Internet address http://www.fda.gov/cdrh/dsmamain.html". Sincerely yours, ![img-0.jpeg](img-0.jpeg) Enclosure {3} INDICATIONS FOR USE 510(k) Number (if known): K971315 Pg 1 of 2 Device Name: Auxiliary Instruments for Ureteroscopes and Uretero-Renoscopes ## Indications for Use: **General:** The auxiliary instruments for ureteroscopes and uretero-renoscopes are used for preliminary procedures in the ureter and kidney, as well as for procedures in the urethra and bladder. Flexible and rigid auxiliary instruments can be used in connection with single or double instrument ports. Various diagnostic and therapeutic procedures can be performed, for example: - transurethral extraction of uretero calculi - biopsy for tumor diagnostics - removal of foreign bodies, e.g. ureteral stents The interventions are carried out by trained and experienced surgeons who consider the general condition and the anatomic specialties of the patient in their diagnosis. ## Forceps: The forceps are used for endoscopically controlled grasping and obtaining tissue specimens for diagnosis. Both flexible and rigid forceps are available. ## Stone Extractors: The stone extractors (graspers) are used to grasp stones or stone calculi and extract them out of urological tract. The stone extractor is also used to immobilize the calculus while disintegrating the stone. The stone extractors are intended for minimally invasive, diagnostic and therapeutic interventions. They are used e.g. in conjunction with ureteroscopes and uretero-renoscopes. (PLEASE DO NOT WRITE BELOW THIS LINE - CONTINUE ON ANOTHER PAGE IF NEEDED) Concurrence of CDRH Office of Device Evaluation (ODE) (Division Sign-Off) Division of Reproductive, Abdominal, ENT, and Radiological Devices 510(k) Number K971315 Prescription Use ☑ Per 21 CFR 801.109 OR Over-The Counter {4} K 97/315 Pg 242 **Electrodes:** Various electrodes are used for controlling bleeding and for removing or destruction of tissue by use of unipolar high-frequency current under endoscopic view. **Bougies (Dilators):** The bougies are used for the atraumatic distention of tubular organs. The flexible hollow dilators can be inserted over a guide wire, for example into the renal pelvis. The bougies are intended for minimally invasive, diagnostic and therapeutic interventions. **Contraindications:** Contraindications resulting from the general findings or described in the relevant literature must be observed. (PLEASE DO NOT WRITE BELOW THIS LINE - CONTINUE ON ANOTHER PAGE IF NEEDED) Concurrence of CDRH Office of Device Evaluation (ODE) (Rolev R. Sathig) (Division Sign-Off) Division of Reproductive, Abdominal, ENT, and Radiological Devices 510(k) Number K971315 Prescription Use ☑ Per 21 CFR 801.109 OR Over-The Counter --- **Source:** [https://fda.innolitics.com/submissions/GU/subpart-b%E2%80%94diagnostic-devices/FCL/K971315](https://fda.innolitics.com/submissions/GU/subpart-b%E2%80%94diagnostic-devices/FCL/K971315) **Published by [Innolitics](https://innolitics.com)** — a medical-device software consultancy. We help companies design, build, and clear FDA-regulated software and AI/ML devices. 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