Who is the manufacturer of Caption Interpretation Automated Ejection Fraction Software?

Caption Health filed the 510(k) submission for Caption Interpretation Automated Ejection Fraction Software (K210747).

What is the FDA product code for Caption Interpretation Automated Ejection Fraction Software?

QIH. It is classified under 21 CFR 892.2050 as a Class 2 device in the Radiology panel.

What is the regulatory pathway for Caption Interpretation Automated Ejection Fraction Software?

510(k) clearance (submission type: Traditional).

Does Caption Interpretation Automated Ejection Fraction Software use AI or machine learning?

Yes. Caption Interpretation Automated Ejection Fraction Software (K210747) is flagged as an AI/ML-enabled medical device in the FDA's AI/ML device list.

Who can help prepare an FDA 510(k) submission like Caption Interpretation Automated Ejection Fraction Software?

Innolitics — a medical-device software consultancy — provides regulatory and engineering support for FDA 510(k) submissions. See https://innolitics.com/services/510ks/ or contact https://innolitics.com/contact.

Caption Interpretation Automated Ejection Fraction Software

Q: Can an AI/ML device like Caption Interpretation Automated Ejection Fraction Software get a guaranteed FDA 510(k) clearance?

Yes. Innolitics offers a guaranteed FDA 510(k) clearance engagement for AI/ML Software as a Medical Device — combining engineering and regulatory execution under one agreement with a guaranteed clearance outcome. Eligibility: the device must be an AI/ML Software as a Medical Device (SaMD), and its performance must meet the criteria Innolitics determines during an initial regulatory strategy engagement to be necessary for FDA clearance. See https://innolitics.com/services/end-to-end-samd/ or contact https://innolitics.com/contact.

K210747 · Caption Health · QIH · Jan 19, 2022 · Radiology

Device Facts

Record ID	K210747
Device Name	Caption Interpretation Automated Ejection Fraction Software
Applicant	Caption Health
Product Code	QIH · Radiology
Decision Date	Jan 19, 2022
Decision	SESE
Submission Type	Traditional
Regulation	21 CFR 892.2050
Device Class	Class 2
Attributes	AI/ML, Software as a Medical Device

Intended Use

The Caption Interpretation Automated Ejection Fraction software is used to process previously acquired transthoracic cardiac ultrasound images, to store images, and to manipulate and make measurements on images using an ultrasound device, personal computer, or a compatible DICOM-compliant PACS system in order to provide automated estimation of left ventricular ejection fraction. This measurement can be used to assist the clinician in a cardiac evaluation. The Caption Interpretation Automated Ejection Fraction Software is indicated for use in adult patients.

Device Story

Software processes previously acquired transthoracic cardiac ultrasound images (DICOM clips) to automate left ventricular ejection fraction (EF) calculation. Operates on ultrasound devices, PCs, or DICOM-compliant PACS. Machine learning algorithms select appropriate apical four-chamber, apical two-chamber, or parasternal long-axis views; perform EF estimation; and output a percentage value with a confidence metric. Clinicians review the result and associated video clip to confirm or reject the estimate. Assists in cardiac evaluation by providing automated measurements, potentially improving workflow efficiency and consistency across diverse ultrasound platforms.

Clinical Evidence

Retrospective, non-interventional validation study using 186 acquired studies. Primary endpoint: Root Mean Square Deviation (RMSD) of EF compared to biplane method of disks ground truth. Subject device achieved 7.21 RMSD EF% (95% CI), demonstrating improved performance over predicate (7.94 RMSD EF%). Outlier rates (EF error >15%: 1.09% vs 1.61%; EF error >20%: 0.55% vs 0%) confirm comparable safety and effectiveness profile.

Technological Characteristics

Software-based medical image processing system. Utilizes machine learning algorithms for automated EF calculation. Key technical features: simple pooling layers, linear support vector machines for image quality, and optimized image preprocessing. Operates on DICOM-compliant systems. No hardware components; software-only device.

Indications for Use

Indicated for use in adult patients to provide automated estimation of left ventricular ejection fraction from previously acquired transthoracic cardiac ultrasound images to assist clinicians in cardiac evaluation.

Regulatory Classification

Identification

A medical image management and processing system is a device that provides one or more capabilities relating to the review and digital processing of medical images for the purposes of interpretation by a trained practitioner of disease detection, diagnosis, or patient management. The software components may provide advanced or complex image processing functions for image manipulation, enhancement, or quantification that are intended for use in the interpretation and analysis of medical images. Advanced image manipulation functions may include image segmentation, multimodality image registration, or 3D visualization. Complex quantitative functions may include semi-automated measurements or time-series measurements.

Special Controls

*Classification.* Class II (special controls; voluntary standards—Digital Imaging and Communications in Medicine (DICOM) Std., Joint Photographic Experts Group (JPEG) Std., Society of Motion Picture and Television Engineers (SMPTE) Test Pattern).

Predicate Devices

Caption Interpretation Automated Ejection Fraction Software (K200621)

Related Devices

K200621 — Caption Interpretation Automated Ejection Fraction Software · Caption Health · Jul 22, 2020
K173780 — EchoMD Automated Ejection Fraction Software · Bay Labs, Inc. · Jun 14, 2018
K253593 — Clarius Ejection Fraction AI · Clarius Mobile Health Corp. · Mar 2, 2026
K220956 — Libby Echo:Prio · Dyad Medical, Inc. · Jul 20, 2022

Submission Summary (Full Text)

{0}------------------------------------------------ Image /page/0/Picture/0 description: The image shows the logo of the U.S. Food and Drug Administration (FDA). On the left is the Department of Health & Human Services logo. To the right of that is the FDA logo, with the letters "FDA" in a blue square. To the right of the blue square is the text "U.S. FOOD & DRUG ADMINISTRATION" in blue. Caption Health % Savannah Hari Quality Systems Manager Manatt, Phelps & Phillips, LLP 1 Embarcadero Center, 30th Floor San Francisco, California 94111 January 19, 2022 # Re: K210747 Trade/Device Name: Caption Interpretation Automated Ejection Fraction Software Regulation Number: 21 CFR 892.2050 Regulation Name: Medical Image Management And Processing System Regulatory Class: Class II Product Code: QIH Dated: January 18, 2022 Received: January 18, 2022 ## Dear Savannah Hari: We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading. If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register. Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part {1}------------------------------------------------ 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4. Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems. For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100). Sincerely, For Thalia T. Mills, Ph.D. Director Division of Radiological Health OHT7: Office of In Vitro Diagnostics and Radiological Health Office of Product Evaluation and Quality Center for Devices and Radiological Health Enclosure {2}------------------------------------------------ ## Indications for Use 510(k) Number (if known) #### K210747 Device Name Caption Interpretation Automated Ejection Fraction Software #### Indications for Use (Describe) The Caption Interpretation Automated Ejection Fraction software is used to process previously acquired transhoracic cardiac ultrasound images, to store images, and to make measurements on images using an ultrasound device, personal computer, or a compatible DICOM-compliant PACS system in order to provide automation of left ventricular ejection fraction. This measurement can be used to assist the clinician in a cardiac evaluation. The Caption Interpretation Automated Ejection Fraction Software is indicated for use in adult patients. Type of Use (Select one or both, as applicable) 🇿 Prescription Use (Part 21 CFR 801 Subpart D) [ Over-The-Counter Use (21 CFR 801 Subpart C) ## CONTINUE ON A SEPARATE PAGE IF NEEDED. This section applies only to requirements of the Paperwork Reduction Act of 1995. ### *DO NOT SEND YOUR COMPLETED FORM TO THE PRA STAFF EMAIL ADDRESS BELOW.* The burden time for this collection of information is estimated to average 79 hours per response, including the time to review instructions, search existing data sources, gather and maintain the data needed and complete and review the collection of information. Send comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing this burden, to: > Department of Health and Human Services Food and Druq Administration Office of Chief Information Officer Paperwork Reduction Act (PRA) Staff PRAStaff@fda.hhs.gov "An aqency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB number." {3}------------------------------------------------ ## 510(k) Summary Caption Health, Inc. Caption Interpretation Automated Ejection Fraction K210747 ### Submitter Caption Health, Inc. 2000 Sierra Point Parkway, 8th Floor Brisbane, CA 94005 Contact Person: Savannah Hari, Quality Systems Manager Phone: (415) 671-4711 Email: savannah@captionhealth.com Date Prepared: January 14, 2022 ## Device Proprietary Name: Caption Interpretation Automated Ejection Fraction Software Common Name: Caption Interpretation Automated Ejection Fraction Software Classification Name and Number: Medical Image Management and Processing System, 21 CFR 892.2050 Regulatory Class: II Product Code: QIH, Automated Radiological Image Processing Software ## Predicate Device Caption Health, Inc. Caption Interpretation Automated Ejection Fraction Software (K200621) ## Device Description: The Caption Interpretation Automated Ejection Fraction Software ("AutoEF") applies machine learning algorithms to process echocardiography images in order to calculate left ventricular ejection fraction. The cleared Caption Interpretation AutoEF performs left ventricular ejection fraction measurements using apical four chamber or apical two chamber cardiac ultrasound views, or the parasternal long-axis cardiac ultrasound view in combination with an apical four chamber view. The software selects the image clips to be used, performs the AutoEF calculation, and forwards the results to the desired destination for clinician viewing. The output of the Ejection Fraction estimate stated as a percentage, along with an indication of confidence regarding that estimate. {4}------------------------------------------------ ## Intended Use / Indications for Use: No differences exist between the subject device and the predicate device with respect to intended use or indications for use. The intended use / indications for use are provided below: The Caption Interpretation Automated Ejection Fraction software is used to process previously acquired transthoracic cardiac ultrasound images, to store images, and to manipulate and make measurements on images using an ultrasound device, personal computer, or a compatible DICOM-compliant PACS system in order to provide automated estimation of left ventricular ejection fraction. This measurement can be used to assist the clinician in a cardiac evaluation. The Caption Interpretation Automated Ejection Fraction Software is indicated for use in adult patients. ## Summary of Technological Characteristics: The Caption Interpretation Automated Ejection Fraction Software is an updated version of the predicate device and features very similar technological characteristics. Specific changes between the subject device and the predicate include: - An additional 30% of training data from three ultrasound devices and two clinical sites for retraining of algorithms - Simplification of network architecture via simple pooling layers and quantization - Simplification of image quality algorithms via linear support vector machines - Optimization of image quality thresholds to maintain performance of the subject device ● - Runtime speed optimization of image preprocessing and removal of vestigial code These particular changes are intended to: - 1) Improve the function of the product across the diversity of ultrasound devices in use and patient types in the population. - 2) Reduce the complexity of computations, enabling the algorithm to run faster and allow it potentially to operate on lower computing power hardware platforms. - 3) Maintain optimal clinical performance and acceptability due to additional network training. The technological principle underlying both the current version of Caption Interpretation Automated Ejection Fraction Software and the predicate device remains the same, in that both the subject device and predicate enable the calculation of ejection (EF) on previously acquired cardiac scans using machine learning-based algorithms and biplane apical echocardiographic images. Further details can be found in the comparison table below. {5}------------------------------------------------ ### Performance Data: The Caption Interpretation Automated Ejection Fraction Software was developed and tested in accordance with Caption Health's Design Control processes and has been subjected to extensive safety and performance testing. Verification and validation testing was conducted to demonstrate the substantial equivalence of the subject device to the predicate. The primary success criterion was that the subject device would produce an ejection fraction number with a Root Mean Square Deviation below a set threshold as compared to the reference ground truth EF. The same test protocols, acceptance criteria and endpoints were used between the predicate and the subject device to ensure that performance could be appropriately compared. Non-clinical verification and validation test results established that the device meets its design requirements and intended use. Extensive algorithm development and software verification testing assessed the performance of the software's image video clip selection function, performance characteristics of the algorithm, including AutoEF accuracy and overall functional performance. Images and cases used for verification and validation testing were carefully separated from training datasets. A formal retrospective, non-interventional validation study was conducted using over 186 acquired studies where the biplane method of disks ejection fraction was reported. This patient dataset was constructed to provide a balanced range of gender, ejection fraction values, and body mass index levels. Testing included a wide array of ultrasound system manufacturers to verify that the subject device performs acceptably across multiple scanner platforms. The ejection measurements from the subject device were compared to the biplane method ejection fraction, and a root mean square deviation was calculated and used as the primary endpoint for the subject device was met (results: 7.21 RMSD EF% [95% Cl]), and demonstrated slightly improved performance compared to the predicate device (results: 7.94 RMSD EF % [95% Cl]). Performance improvements between the subject device and the predicate device did not lead to significant differences in the outlier rate, with comparable performance between the subject device [1.09% for EF error >15%, 0.55% for EF error >20%] and the predicate [1.61% for EF error >15%, 0% for EF error >20%]. Based on the clinical performance as documented in this retrospective validation study, the device has a safety and effectiveness profile that is substantially equivalent to the predicate device. ## Conclusions: Performance testing demonstrated that the Caption Interpretation Automated Ejection Fraction Software performs as expected and in a manner that is substantially equivalent to the predicate device. The Caption Interpretation Automated Ejection Fraction software has the same intended use, indications for use, and principles of operation as its predicate device. Thus, the Caption Interpretation Automated Ejection Fraction software is substantially equivalent to its predicate. {6}------------------------------------------------ | Comparison of Features between Proposed Subject Device and Predicate Device | | | | |-----------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | Caption Health, Inc., Caption Interpretation Automated Ejection Fraction ("AutoEF 2.5") (K210747) - Proposed Device | Caption Health, Inc., Caption Interpretation Automated Ejection Fraction Software Application ("AutoEF 2.0") (K200621) - Predicate Device | | | Product Code | QIH | QIH | | | Intended Use | The Caption Health, Inc. Caption Interpretation Automated Ejection Fraction software is used to process previously acquired transthoracic cardiac ultrasound images, to store images, and to manipulate and make measurements on images using an ultrasound device, personal computer, or a compatible DICOM- compliant PACS system in order to provide automated estimation of left ventricular ejection fraction. This measurement can be used to assist the clinician in a cardiac evaluation. The Caption Interpretation Automated Ejection Fraction Software is indicated for use in adult patients. | The Caption Health, Inc. Caption Interpretation Automated Ejection Fraction software is used to process previously acquired transthoracic cardiac ultrasound images, to store images, and to manipulate and make measurements on images using an ultrasound device, personal computer, or a compatible DICOM- compliant PACS system in order to provide automated estimation of left ventricular ejection fraction. This measurement can be used to assist the clinician in a cardiac evaluation. The Caption Interpretation Automated Ejection Fraction Software is indicated for use in adult patients. | | | General Principles of Operation | | | | | Machine Learning- Based Algorithm | Yes | Yes | | | Operates on DICOM clips | Yes | Yes | | | Automation level | Fully automated, including clip selection | Fully automated, including clip selection | | | User Alert to Use Multiple Views | Yes | Yes | | | Automated Ejection Fraction Calculation | Yes | Yes | | | Ejection Fraction reported | Whole number estimate | Whole number estimate | | | Quantitative feedback to enable clinician to assess EF calculation | • Confidence Metric • Qualitative Bin Likelihood | • Confidence Metric • Qualitative Bin Likelihood | | | EF Result shown with video clip | Yes | Yes | | | User confirmation/ rejection of result | Yes | Yes | | | Technological Characteristics | | | | | Network Architecture | Simple Pooling | Advanced Pooling | | | Regressor algorithm | Linear Support Vector Machine | Radial-basis-function (RBF) Support Vector Machine | | | Image Processing | Grayscaling done first and integer resizing. | Floating point resizing and grayscaling done at the end | | {7}------------------------------------------------