NightOwl

K191031 · Ectosense NV · MNR · Mar 6, 2020 · Anesthesiology

Device Facts

Record IDK191031
Device NameNightOwl
ApplicantEctosense NV
Product CodeMNR · Anesthesiology
Decision DateMar 6, 2020
DecisionSESE
Submission TypeTraditional
Regulation21 CFR 868.2375
Device ClassClass 2

Intended Use

The NightOwl is a wearable device intended for use in the recording, analysis, displaying, exporting, and storage of biophysical parameters to aid in the evaluation of sleep-related breathing disorders of adult patients suspected of sleep apnea. The device is intended for the clinical and home setting use under the direction of a Healthcare Professional (HCP).

Device Story

NightOwl is a wearable fingertip sensor for home sleep apnea testing (HSAT). Input: photoplethysmograph (PPG) signals (red/infrared) and accelerometer data. Operation: sensor records PPG and movement; data stored on-board or streamed via Bluetooth to smartphone app; uploaded to cloud-based signal processing suite. Output: sleep-related traces and parameters, specifically peripheral Apnea-Hypopnea Index (pAHI), SpO2, and pulse rate. Used in home or clinical settings under HCP direction. HCP accesses reports via Ectosense Dashboard. Output aids HCP in evaluating sleep-related breathing disorders and diagnosing sleep apnea. Benefits: enables convenient, non-invasive home monitoring of sleep breathing parameters.

Clinical Evidence

Clinical validation included three studies: 1) SpO2/PR accuracy per ISO 80601-2-61:2019 (RMS 2.26 bpm). 2) Belgium PSG comparison (n=not specified): sensitivity 0.943, specificity 0.813 at AHI cutoff 5. 3) US PSG comparison (n=not specified): sensitivity 0.936, specificity 0.727 at AHI cutoff 5. Pooled regression analysis showed AHI (Expert PSG) = 0.9981 x pAHI (NightOwl) + 2.235.

Technological Characteristics

Fingertip-worn sensor; PMMA/ABS enclosure; red/IR LEDs for PPG; accelerometer for actigraphy. Connectivity: Bluetooth to smartphone or offline storage. Power: internal rechargeable Li-ion battery. Standards: ISO 10993-1 (biocompatibility), IEC 60601-1 (electrical safety), IEC 60601-1-2 (EMC), IEC 60601-1-11 (home environment). Non-sterile.

Indications for Use

Indicated for adult patients (22 years and older) suspected of sleep apnea to aid in the evaluation of sleep-related breathing disorders.

Regulatory Classification

Identification

A breathing (ventilatory) frequency monitor is a device intended to measure or monitor a patient's respiratory rate. The device may provide an audible or visible alarm when the respiratory rate, averaged over time, is outside operator settable alarm limits. This device does not include the apnea monitor classified in § 868.2377.

Predicate Devices

Related Devices

Submission Summary (Full Text)

{0}------------------------------------------------ Image /page/0/Picture/0 description: The image contains the logos of the Department of Health and Human Services and the Food and Drug Administration (FDA). The Department of Health and Human Services logo is on the left, and the FDA logo is on the right. The FDA logo includes the letters "FDA" in a blue square, followed by the words "U.S. FOOD & DRUG ADMINISTRATION" in blue text. March 6, 2020 Ectosense nv Bart Van Pee COO Bosbessenlaan 19A Rotselaar, 3110 BE Re: K191031 Trade/Device Name: NightOwl Regulation Number: 21 CFR 868.2375 Regulation Name: Breathing Frequency Monitor Regulatory Class: Class II Product Code: MNR Dated: February 3, 2020 Received: February 3, 2020 Dear Bart Van Pee: We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading. If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register. Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for {1}------------------------------------------------ devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems. For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100). Sincerely. for Michael Ryan Division Director DHT1C: Division of ENT, Sleep Disordered Breathing, Respiratory and Anesthesia Devices OHT1: Office of Ophthalmic, Anesthesia, Respiratory, ENT and Dental Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health Enclosure {2}------------------------------------------------ ## Indications for Use 510(k) Number (if known) K191031 Device Name NightOwl Indications for Use (Describe) The NightOwl is a wearable device intended for use in the recording, analysis, displaying, exporting, and storage of biophysical parameters to aid in the evaluation of sleep-related breathing disorders of adult patients suspected of sleep apnea. The device is intended for the clinical and home setting use under the direction of a Healthcare Professional (HCP). | Type of Use (Select one or both, as applicable) | | |----------------------------------------------------------------------------|---------------------------------------------------------------------------| | <div> <span>☑</span> Prescription Use (Part 21 CFR 801 Subpart D) </div> | <div> <span>☐</span> Over-The-Counter Use (21 CFR 801 Subpart C) </div> | #### CONTINUE ON A SEPARATE PAGE IF NEEDED. This section applies only to requirements of the Paperwork Reduction Act of 1995. #### *DO NOT SEND YOUR COMPLETED FORM TO THE PRA STAFF EMAIL ADDRESS BELOW.* The burden time for this collection of information is estimated to average 79 hours per response, including the time to review instructions, search existing data sources, gather and maintain the data needed and complete and review the collection of information. Send comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing this burden, to: > Department of Health and Human Services Food and Drug Administration Office of Chief Information Officer Paperwork Reduction Act (PRA) Staff PRAStaff@fda.hhs.gov "An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB number." {3}------------------------------------------------ #### l. 510(K) SUMMARY #### 510(k) SUMMARY #### Ectosense nv's NightOwl #### 1. SUBMITTER'S NAME, ADDRESS, TELEPHONE NUMBER, CONTACT PERSON AND DATE PREPARED Ectosense nv Bosbessenlaan 19A Rotselaar Vlaams-Brabant 3110 Belgium Phone: +32 2 588 9044 Contact Person: Bart Van Pee Date Prepared: 06 March 2020 #### 2. DEVICE #### Name of Device NightOwl #### Trade Name NightOwl #### Common or Usual Name Ventilatory Effort Recorder #### Classification Name/Product Code/CFR Reference Class II, Ventilatory Effort Recorder, Product Code: MNR; 21 CFR 068.2375 {4}------------------------------------------------ ## 3. PREDICATE DEVICE Itamar Medical Ltd's WatchPAT 200U (K161579) Predicate: #### 4. DEVICE DESCRIPTION The NightOwl is prescribed by a Health Care Professional for the patient to use in the home as a 'home sleep apnea test' (HSAT). The Ectosense NightOwl comprises a sensor that is worn on the fingertip (the "NightOwl Sensor") and cloud-based analysis software (the "NightOwl Software"). The NightOwl Sensor is a small biocompatible enclosure with a sensor window made from PMMA (bottom part) and ABS (top part). The sensor has 2 LEDs, one in the red spectrum and the other in the infrared spectrum, and an accelerometer. The sensor is attached to the fingertip by single-use biocompatible adhesive tape, with the sensor window applied against the fingerprint area of the fingertip. The sensor measures the reflected red/infrared signals to record the photoplethysmograph (PPG) signal. The accelerometer is used to detect movement. The data recorded by the NightOwl Sensor can either be stored in on-board memory ("Offline" mode) or streamed via a Bluetooth link to an Ectosense app on a smartphone ("Streaming" mode) - . If the data is stored on the device, the data is retrieved when the NightOwl sensor is returned to the prescribing HCP and passed up to a cloud-based signal processing suite, the NightOwl Software. - If the device is used in Streaming mode, the data is stored by the Ectosense . app on the smartphone during the recording. At the end of the recording, it is then passed directly up to the cloud-based signal processing suite. - The NightOwl Software signal processing algorithms produce a number of ● sleep and sleep-disordered breathing related traces and parameters. The trace and parameter information are passed to a company-managed database for storage and access by the prescribing Health Care Professional in the Ectosense Dashboard. {5}------------------------------------------------ ## 5. INTENDED USE / INDICATIONS FOR USE The NightOwl is a wearable device intended for use in the recording, analysis, displaying, exporting, and storage of biophysical parameters to aid in the evaluation of sleep-related breathing disorders of adult patients suspected of sleep apnea. The device is intended for the clinical and home setting use under the direction of a Healthcare Professional (HCP). ## 6. COMPARISON OF TECHNOLOGICAL CHARACTERISTICS WITH THE PREDICATE DEVICE Both the NightOwl and the predicate WatchPAT 200U are built around fingertip mounted optical plethysmography (PPG) measurements and incorporate an accelerometer for detection of limb movement. The accelerometer is used to estimate when the wearer is asleep by actigraphy methods. The PPG sensor produces a signal that is further analyzed to produce an SpO2 measurement and pulse rate. The variations in the PPG amplitude, SpO2, and pulse rate are then used to determine apnea and hypopnea events and thus indicate the patient's AHI for that night. The variations in PPG amplitude reflect pulsatile volume changes in the peripheral tissue that reflect changes in Peripheral Arterial Tone ("PAT"). As both devices analyze such changes in peripheral arterial tone from the fingertip, the AHI value is characterized as "peripheral AHI" or "pAHI". The sleep reports presented to the prescribing HCP also contain derived sleep-related parameters such as estimated Total Sleep Time (TST) and maxima and minima of parameters to provide general sleep information to the HCP. The NightOwl and its predicate are based upon the similar technological elements: - Fingertip optical plethysmography sensor - Accelerometer on the limb ● - External signal processing - . Key output is pAHI The below table compares NightOwl and WatchPAT devices. | Characteristic | Predicate Device<br>WatchPAT 200U | NightOwl | Comparison | |-----------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | Intended Use/<br>Indications for<br>Use | The WatchPAT 200U<br>(WP200U) device is a non-<br>invasive home care device | The NightOwl is a<br>wearable device intended<br>for use in the recording, | Substantially equivalent. | | Characteristic | Predicate Device<br>WatchPAT 200U | NightOwl | Comparison | | | for use with patients<br>suspected to have sleep<br>related breathing disorders.<br>The WP200U is a diagnostic<br>aid for the detection of sleep<br>related breathing disorders,<br>sleep staging (Rapid Eye<br>Movement (REM) Sleep,<br>Light Sleep, Deep Sleep and<br>Wake), snoring level and<br>body position.<br><br>The WP200U generates a<br>peripheral arterial tonometry<br>("PAT") Respiratory<br>Disturbance Index ("PRDI"),<br>Apnea-Hypopnea index<br>("PAHI"), Central Apnea-<br>Hypopnea index ("PAHIc"),<br>PAT sleep staging<br>identification (PSTAGES)<br>and optional snoring level<br>and body position discrete<br>states from an external<br>integrated snoring and body<br>position sensor.<br><br>The WP200U's PSTAGES<br>and snoring level and body<br>position provide<br>supplemental information to<br>its PRDI/PAHI/PAHIc. The<br>WP200U's PSTAGES and<br>snoring level and body<br>position are not intended to<br>be used as the sole or<br>primary basis for diagnosing<br>any sleep related breathing<br>disorder, prescribing<br>treatment, or determining<br>whether additional diagnostic<br>assessment is warranted.<br><br>PAHIc is indicated for use in<br>patients 17 years and older.<br>All other parameters are<br>indicated for 12 years and<br>older. | analysis, displaying,<br>exporting, and storage of<br>biophysical parameters to<br>aid in the evaluation of<br>sleep-related breathing<br>disorders of adult patients<br>suspected of sleep apnea.<br><br>The device is intended for<br>the clinical and home<br>setting use under the<br>direction of a Healthcare<br>Professional (HCP). | The NightOwl's Intended<br>Use and Indications for<br>Use does not include<br>sleep staging, snoring<br>level, body position, or the<br>discrimination between<br>central and obstructive<br>sleep apneic events.<br><br>The NightOwl is only<br>intended for use in an<br>adult patient population. | | Intended<br>Environment | Recording in the home environment with the report<br>interpretation performed in the clinical setting. | | Equivalent. | | Characteristic | Predicate Device<br>WatchPAT 200U | NightOwl | Comparison | | Prescription | Prescription only | | Equivalent | | Target<br>Population | 12 years old and older (for<br>the main indications) | 22 years old and older | Substantially equivalent.<br>NightOwl target patient<br>population is more<br>restrictive. | | Channels | 1. PAT<br>2. Pulse rate<br>3. Oximetry<br>4. Actigraphy<br>5.Snoring and Body<br>Position (SBP) integrated<br>external sensor | 1. PAT<br>2. Pulse rate<br>3. Oximetry<br>4. Actigraphy | Substantially equivalent in<br>non-optional channels.<br>The Predicate is provided<br>with an optional external<br>snoring and body position<br>sensor which NightOwl<br>does not provide. | | Sensors<br>(non-optional) | Optical plethysmography sensor, accelerometer | Optical plethysmography sensor, accelerometer | Substantially Equivalent | | Wearable<br>sensor location | Finger probe for PAT and<br>SpO2 sensing components<br>are worn on the finger.<br>Embedded actigraphy that is<br>located in a wrist-mounted<br>enclosure. | The photoplethysmography<br>(PPG) sensor and<br>accelerometer components<br>are worn on the fingertip. | Substantially equivalent<br>The difference in location<br>of the actigraphy<br>components does not<br>affect performance in<br>sensing movement. | | Device size | Wrist-mounted enclosure:<br>3.2" long x 2" wide x 0.8"<br>deep (80x50x20 mm) | 0.75" high x 1.1" wide x<br>0.4" thick (19x28x11mm) | Substantially equivalent. | | Device weight | 4 $^{19}/_{32}$ oz (130g) for wrist-<br>mounted enclosure,<br>$^{23}/_{32}$ oz (20g) for finger probe | $^{7}/_{32}$ oz (6g) | Substantially equivalent. | | Sensor<br>Software | Firmware is limited to control the recording and<br>communications processes. No presentation of test results<br>to the patient. Data analyzed and presented in a separate<br>software suite. | Firmware is limited to control the recording and<br>communications processes. No presentation of test results<br>to the patient. Data analyzed and presented in a separate<br>software suite. | Substantially equivalent | | Analysis<br>Software -<br>location | Analysis performed off the<br>recording device, on the PC<br>or cloud-based by the<br>zzzPAT software. | Analysis performed off the<br>recording device,<br>exclusively cloud-based by<br>the NightOwl software. | Substantially equivalent.<br>The Predicate allows for<br>local analysis on a PC,<br>where NightOwl only<br>allows for cloud-based<br>processing. | | Characteristic | Predicate Device<br>WatchPAT 200U | NightOwl | Comparison | | Data transfer | Data transfer through a PC<br>by means of USB cable. | Data transfer through a<br>smartphone by wireless<br>connection. | Substantially equivalent.<br>The Predicate uses the<br>PC while the NightOwl<br>uses the smartphone as a<br>data forwarder. | | Memory | Embedded flash memory, 64 MB | | Equivalent. | | Power Source<br>recorder | Internal rechargeable li-ion battery | | Equivalent | | Patient<br>isolation | Device has no galvanic connections to mains as it is a<br>battery-operated device. | | Equivalent | | Sterilization | Non-sterile | | Equivalent | | Bio-<br>compatibility | Assessed to ISO1099-1:2009 requirements for<br>sensitization, irritation and cytotoxicity | | Equivalent. | | EMC | IEC 60601-1-2:2014 | | Equivalent. | | Electrical<br>Safety | IEC 60601-1:2005 +AMD1:2012 | | Equivalent. | | Environmental<br>Testing | IEC 60601-1-11:2015 | IEC 60601-1-11:2010 | Substantially equivalent. | {6}------------------------------------------------ {7}------------------------------------------------ {8}------------------------------------------------ # 7. PERFORMANCE DATA The following performance data has been provided in support of the substantial equivalence determination. ## Biocompatibility Testing The biocompatibility evaluation for the NightOwl device was conducted in accordance with the FDA guidance document: Use of International Standard ISO 10993-1, "Biological evaluation of medical devices – Part 1 : Evaluation and testing within a risk management process", as recognized by FDA, with passing results. The tests conducted were: - Cytotoxicity ● - Sensitization ● - Irritation ● {9}------------------------------------------------ # Electrical Safety and Electromagnetic Compatibility (EMC) The Ectosense NightOwl has been tested to the relevant parts of the following recognized performance standards: - IEC60601-1:2012 Medical electrical equipment Part 1: General requirements . for basic safety and essential performance. - IEC60601-1-2:2014 Medical electrical equipment Part 1-2: General . requirements for basic safety and essential performance - Collateral Standard: Electromagnetic disturbances - Requirements and tests. The NightOwl complied with all of the requirements of the performance standards for use in the home environment. The following additional testing was carried out: - . RF immunity in the presence of Home RF emitters: A cell phone, when it is closer than 10 feet away, may emit RF fields in excess of those tested by IEC60601-1-2. A bench test was carried out to demonstrate that the NightOwl was unaffected by common household RF emitters that were within 3 feet of it. ## Software Verification and Validation Testing Software verification and validation testing was conducted, and documentation was provided as recommended by FDA's Guidance for Industry and FDA Staff, "Guidance for the Content of Premarket Submissions for Software Contained in Medical Devices." The software for this device was considered as a "moderate" level of concern. ## Clinical Studies The three clinical studies of the NightOwl consisted of: SpO2 measurement accuracy: To validate the accuracy of the NightOwl derived SpO2 values and the pulse rate (PR) trace in accordance with ISO 80601-2-61:2019 201.12.1.101.2 and Annex EE.2 as recommended by the FDA Guidance for Industry and FDA Staff Pulse Oximeters - Premarket Notification Submissions [510(k)s]. The NightOwl's pulse oximeter function was within the pass/fail criteria as described in ISO80601-2-61:2019 Clause 201.12.1.101.1. The pulse rate root mean square (RMS) value was found to be 2.26 beats per minute (bpm) for a claimed range of 50 to 118 bpm. Comparison to PSG Sleep Lab Results: The clinical validation of the NightOwl accuracy in the calculation of pAHI when compared to the gold standard analysis of the polysomnography (PSG). This trial was conducted in Belgium. It was evidenced that the NightOwl sensitivity and specificity at an AHI cutoff 5 were 0.943 and 0.813, respectively. {10}------------------------------------------------ Comparison to United States PSG Sleep Lab Results: A repeat study of the PSG comparison trial conduced in the United States to confirm that the NightOwl's pAHI accuracy is similar when the device is used in a US population. It was evidenced that the NightOwl sensitivity and specificity at an AHI cutoff 5 were 0.936 and 0.727, respectively. Summary of AHI accuracy results: The AHI accuracy results of the pooled analysis containing the patients from the clinical trials in the United States and Belgium can be summarized as follows: - . Regression line with AHI (Expert PSG) = 0.9981 x pAHI (NightOwi) + 2.235 # 8. CONCLUSIONS Based on the performance data and testing in conformance to consensus standards, the NightOwl has been demonstrated to be substantially equivalent to the predicate device.
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