K190165 · Medtronic Sofamor Danek USA, Inc. · MAX · May 6, 2019 · Orthopedic
Device Facts
Record ID
K190165
Device Name
Capstone Control™ Spinal System
Applicant
Medtronic Sofamor Danek USA, Inc.
Product Code
MAX · Orthopedic
Decision Date
May 6, 2019
Decision
SESE
Submission Type
Traditional
Regulation
21 CFR 888.3080
Device Class
Class 2
Attributes
Therapeutic
Indications for Use
The Capstone Control™ Spinal System is intended to be used in spinal fusion procedures for patients diagnosed with Degenerative Disc Disease (DDD) at 1 or 2 contiguous levels from L2 to S1. DDD patients may also have up to Grade 1 spondylolisthesis or retrolisthesis at the involved levels. DDD is defined as discogenic back pain with degeneration of the disc confirmed by history and radiographic studies. When used for these indications, the Capstone Control™ Spinal System, is intended for use with supplemental fixation systems cleared for use in the lumbar spine. Additionally, the Capstone Control™ Spinal System can be used to provide anterior column support in patients diagnosed with degenerative scoliosis as an adjunct to pedicle screw fixation. These patients should be skeletally mature and have had 6 months of nonoperative treatment. The Capstone Control™ Spinal System is intended to be used with autograft and/or allogenic bone graft comprised of cancellous and/or corticocancellous bone graft when the subject device is used as an adjunct to fusion. These implants may be implanted via an open or a minimally invasive posterior or transforaminal approach. The 18mm Capstone Control™ Spinal System implant can only be implanted via a Posterior (PLIF) approach. When using the 18mm Capstone Control™ Spinal System implant, a minimum of 2 implants are required per spinal level.
Device Story
Capstone Control™ Spinal System consists of convex PEEK cages with bullet nose and angular teeth; includes unalloyed tantalum markers for radiographic visualization. Implants inserted between vertebral bodies to provide support and correction during interbody fusion; hollow geometry allows packing with autogenous or allogenic bone graft. Used in lumbar spine (L2-S1) via open or minimally invasive posterior/transforaminal approaches; 18mm implants restricted to PLIF approach with minimum 2 implants per level. Operated by surgeons in clinical/OR settings. Output is structural support for spinal fusion; aids in disc height restoration and stabilization. Benefits patients by facilitating fusion in DDD or degenerative scoliosis cases.
Clinical Evidence
Bench testing only. Mechanical verification performed per ASTM F2077 (static compression, static compression-shear, compression fatigue, compression-shear fatigue) and ASTM F2267 (subsidence). Biocompatibility established via material history. Bacterial endotoxin testing confirmed compliance with ANSI/AAMI ST72 and USP <161> (limit 20 EU/device). MRI compatibility re-evaluated and confirmed as MR-Conditional.
Technological Characteristics
Materials: Polyetheretherketone (PEEK) and unalloyed tantalum markers. Instruments: Stainless steel. Design: Convex cages with bullet nose and angular teeth. Standards: ASTM F2077, ASTM F2267, ANSI/AAMI ST72, USP <161>. Connectivity: None. Sterilization: Not specified (implants sterile, trials non-sterile).
Indications for Use
Indicated for skeletally mature patients with Degenerative Disc Disease (DDD) at 1-2 contiguous levels (L2-S1), including those with up to Grade 1 spondylolisthesis or retrolisthesis, or degenerative scoliosis requiring anterior column support. Requires 6 months of failed nonoperative treatment.
Regulatory Classification
Identification
An intervertebral body fusion device is an implanted single or multiple component spinal device made from a variety of materials, including titanium and polymers. The device is inserted into the intervertebral body space of the cervical or lumbosacral spine, and is intended for intervertebral body fusion.
Special Controls
*Classification.* (1) Class II (special controls) for intervertebral body fusion devices that contain bone grafting material. The special control is the FDA guidance document entitled “Class II Special Controls Guidance Document: Intervertebral Body Fusion Device.” See § 888.1(e) for the availability of this guidance document.(2) Class III (premarket approval) for intervertebral body fusion devices that include any therapeutic biologic (e.g., bone morphogenic protein). Intervertebral body fusion devices that contain any therapeutic biologic require premarket approval.
(c)
*Date premarket approval application (PMA) or notice of product development protocol (PDP) is required.* Devices described in paragraph (b)(2) of this section shall have an approved PMA or a declared completed PDP in effect before being placed in commercial distribution.
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May 6, 2019
Medtronic Sofamor Danek USA, INC. Mr. Justin O'Connor Senior Regulatory Affairs Specialist 1800 Pyramid Place Memphis, Tennessee 38132
### Re: K190165
Trade/Device Name: Capstone Control™ Spinal System Regulation Number: 21 CFR 888.3080 Regulation Name: Intervertebral Body Fusion Device Regulatory Class: Class II Product Code: MAX Dated: January 31, 2019 Received: January 31, 2019
### Dear Mr. O'Connor:
We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.
If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.
Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part
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801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/CombinationProducts/GuidanceRegulatoryInformation/ucm597488.htm); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.
Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm.
For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/) and CDRH Learn (http://www.fda.gov/Training/CDRHLearn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (http://www.fda.gov/DICE) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).
Sincerely,
for
CAPT Raquel Peat, PhD, MPH, USPHS Director Office of Health Technology 6 Office of Product Evaluation and Ouality Center for Devices and Radiological Health
Enclosure
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## Indications for Use
510(k) Number (if known) K190165
Device Name Capstone ControlTM Spinal System
#### Indications for Use (Describe)
The Capstone Control™ Spinal System is intended to be used in spinal fusion procedures for patients diagnosed with Degenerative Disc Disease (DDD) at 1 or 2 contiguous levels from L2 to S1. DDD patients may also have up to Grade 1 spondylolisthesis or retrolisthesis at the involved levels. DDD is defined as discogenic back pain with degeneration of the disc confirmed by history and radiographic studies. When used for these indications, the Capstone Control™ Spinal System, is intended for use with supplemental fixation systems cleared for use in the lumbar spine.
Additionally, the Capstone Control™ Spinal System can be used to provide anterior column support in patients diagnosed with degenerative scoliosis as an adjunct to pedicle screw fixation.
These patients should be skeletally mature and have had 6 months of nonoperative treatment. The Capstone Control™ Spinal System is intended to be used with autograft and/or allogenic bone graft comprised of cancellous and/or corticocancellous bone graft when the subject device is used as an adjunct to fusion. These implants may be implanted via an open or a minimally invasive posterior or transforaminal approach.
The 18mm Capstone Control™ Spinal System implant can only be implanted via a Posterior (PLIF) approach. When using the 18mm Capstone Control™ Spinal System implant, a minimum of 2 implants are required per spinal level.
| Type of Use (Select one or both, as applicable) |
|-------------------------------------------------------------------------------------------------|
| <label><input checked="" type="checkbox"/> Prescription Use (Part 21 CFR 801 Subpart D)</label> |
| <label><input type="checkbox"/> Over-The-Counter Use (21 CFR 801 Subpart C)</label> |
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## K190165 - 510(k) Summary
# MEDTRONIC Capstone Control™ Spinal System
### April 2019
| I. Submitter | Medtronic Sofamor Danek, USA Inc.<br>1800 Pyramid Place<br>Memphis, Tennessee 38132<br>Telephone: (901)396-3133<br>Fax: (901) 346-9738 |
|-----------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Contact Person | Justin O'Connor<br>Sr. Regulatory Affairs Specialist<br>Direct Telephone: (901)399-2480 |
| Date Prepared | April 2019 |
| II. Name of Device | Capstone Control™ Spinal System |
| Common Name | Intervertebral Body Fusion Device |
| Classification Name | Intervertebral Fusion Device with Bone Graft, Lumbar |
| Classification | Implants: Class II<br>Instrument Trials: Class II |
| Product Codes | MAX (21 CFR 888.3080) |
| III. Predicate Devices | Predicate 1 (Primary Predicate): Capstone Control™ Spinal<br>System - K171107 (S.E. 09/26/2017)<br>Predicate 2 (Additional Predicate): Capstone Control™ Spinal<br>System - K120368 (S.E. 04/09/2012)<br>Predicate 3 (Additional Predicate): Perimeter® Interbody<br>Fusion Device – K090353 (S.E. 08/29/2009)<br>Predicate 4 (Additional Predicate): Capstone® Spinal System -<br>K073291 (S.E. 04/24/2008) |
| IV. Description | The Capstone Control™ Spinal System consists of convex cages with a bullet nose and angular teeth. The implants are made of Polyetheretherketone. The cages also contain Unalloy Tantalum markers, which allow for radiographic visualization during the surgical procedure. The Capstone Control™ Interbody Fusion Devices are provided in various widths, heights, and lordosis, which can be inserted between two vertebral bodies to give support and correction during interbody fusion surgeries. The hollow geometry of the implants also allows the implants to be packed with autogenous bone graft and/or allogenic bone graft comprised of cancellous and/or corticocancellous bone. |
| V. Indications for Use | The Capstone Control™ Spinal System is intended to be used in spinal fusion procedures for patients diagnosed with Degenerative Disc Disease (DDD) at 1 or 2 contiguous levels from L2 to S1. DDD patients may also have up to Grade 1 spondylolisthesis or retrolisthesis at the involved levels. DDD is defined as discogenic back pain with degeneration of the disc confirmed by history and radiographic studies. When used for these indications, the Capstone Control™ Spinal System, is intended for use with supplemental fixation systems cleared for use in the lumbar spine.<br><br>Additionally, the Capstone Control™ Spinal System can be used to provide anterior column support in patients diagnosed with degenerative scoliosis as an adjunct to pedicle screw fixation.<br><br>These patients should be skeletally mature and have had 6 months of nonoperative treatment. The Capstone Control™ Spinal System is intended to be used with autograft and/or allogenic bone graft comprised of cancellous and/or corticocancellous bone graft when the subject device is used as an adjunct to fusion. These implants may be implanted via an open or a minimally invasive posterior or transforaminal approach.<br><br>The 18mm Capstone Control™ Spinal System implant can only be implanted via a Posterior (PLIF) approach. When using the 18mm Capstone Control™ Spinal System implant, a minimum of 2 implants are required per spinal level. |
| VI. Comparison of<br>Technological | The subject CAPSTONE CONTROL™ Spinal System has the same intended use, indications, materials, technological characteristics, spinal location, surgical approach, and sterilization |
| Characteristics with<br>the Predicate Devices | method as its predicates. Both the subject and predicate Capstone<br>Control™ devices are based on the same technological<br>characteristics of providing fusion support for patients diagnosed<br>with Degenerative Disc Disease (DDD) at one to two contiguous<br>levels from L2 to S1, as well as used to provide anterior column<br>support in patients diagnosed with degenerative scoliosis as an<br>adjunct to pedicle screw fixation. The only difference between the<br>subject and predicate Capstone Control™ devices is the subject<br>devices have a length, which falls outside the cleared range of the<br>Capstone Control™ Spinal System but does not raise any issues of<br>safety and effectiveness. Please see the <b>Substantial Equivalence</b><br>section of this submission for more detail. |
| VII. Performance Data | <b>Mechanical Testing</b><br>In order to demonstrate substantial equivalence, Medtronic used to<br>following FDA guidance document: Class II Special Controls Guidance Document:<br>Intervertebral Body Fusion Device issued June 12, 2007 Design verification testing for the worst-case subject interbody<br>fusion device was completed in accordance with the following: ASTM F2077: Test Methods for Intervertebral Fusion<br>Devices ASTM F2267: Standard Test Method for Measuring Load<br>Induced Subsidence of Intervertebral Body Fusion Device<br>under Static Axial Compression The verification tests completed were the following: Static compression (ASTM F2077) Static compression-shear (ASTM F2077) Compression fatigue (ASTM F2077) Compression-shear fatigue (ASTM F2077) Subsidence (ASTM F2267) The acceptance criteria was met for all tests. Please see the<br><b>Bench Performance Testing</b> section of this submission for<br>more detail. |
| | Biocompatibility<br>Identical to the predicate devices, the sterile interbody fusion<br>devices in the subject devices are made of Polyetheretherketone<br>(PEEK) and contain Unalloy Tantalum markers, which allow for<br>radiographic visualization during the surgical procedure. The non-<br>sterile trials in the subject devices are manufactured from stainless<br>steel, which is identical to the material used to manufacture the<br>instruments cleared in the predicate devices. The materials<br>mentioned above are considered biocompatible due to their long<br>history of clinical use in medical devices. |
| | Bacterial Endotoxin Testing<br>The bacterial endotoxin test, also known as Limulus amebocyte<br>lysate (LAL) test, was performed utilizing worst case subject<br>interbody fusion devices to verify that the subject devices meet the<br>20 endotoxin units (EU)/device pyrogen limit specification.<br>Testing was successfully performed, and it was confirmed that the<br>subject devices meet the 20 EU/device testing limit for general<br>medical devices that are implanted as outlined in ANSI/AAMI<br>ST72, Bacterial endotoxins – Test methods, routine monitoring,<br>and alternatives to batch testing and USP <161>, Medical Devices<br>- Bacterial Endotoxin and Pyrogen Tests. |
| | Magnetic Resonance Imaging (MRI)<br>The subject interbody fusion devices are part of the Capstone<br>Control™ Spinal System that was cleared as MR-Conditional in<br>Primary Predicate 1 (K171107, S.E. 09/26/2017). In accordance<br>with the Guidance for Industry and FDA Staff - Establishing<br>Safety and Compatibility of Passive Implants in the Magnetic<br>Resonance (MR) Environment, Medtronic re-evaluated the MRI<br>compatibilty of the subject implants and determined that they do<br>not present a new worst case to the existing Capstone Control™<br>Spinal System. Therefore, the Capstone Control™ Spinal System<br>with the addition of the subject interbody fusion devices, remains<br>classified as MR-Conditional. |
| VIII. Conclusion | Based on the supporting evidence provided, Medtronic believes the<br>subject devices are substantially equivalent to the below predicates,<br>as well as, the 5th percentile of PLIF devices that have been cleared<br>by the FDA for market release. |
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| Predicate 1 (Primary Predicate): Capstone Control™<br>●<br>Spinal System - K171107 (S.E. 09/26/2017) |
|------------------------------------------------------------------------------------------------------------|
| Predicate 2 (Additional Predicate): Capstone Control™<br>●<br>Spinal System - K120368 (S.E. 04/09/2012) |
| Predicate 3 (Additional Predicate): Perimeter®<br>●<br>Interbody Fusion Device - K090353 (S.E. 08/29/2009) |
| Predicate 4 (Additional Predicate): Capstone® Spinal<br>●<br>System - K073291 (S.E. 04/24/2008) |
K190165 510k Summary Page 5 of 5
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You search "coronary artery calcification" and want only software devices with AI. What two filters do you apply?
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Scroll right in the results table. The intended use is extracted for you — no need to open the PDF. The device story gives a high-level snapshot of what the device does and how it's used. The AI Performance sub-table shows each output name, acceptance criteria, observed values, and development/test dataset descriptions — the same format Innolitics uses for regulatory strategy outputs, and the fastest high-level fingerprint of an AI device. It is AI-generated but has been very reliable in practice.
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Scroll right in the search results table. The intended use column is extracted for you; no need to dig into the 510(k) summary PDF.
What does the AI Performance sub-table show, and why is it useful?
Output name, acceptance criteria, observed values, development dataset description, and test dataset description. It's the same format we use for regulatory strategy output and Fast 510(k) input, and the fastest high-level fingerprint of an AI device. AI-generated but reliable in practice.
3. Judging fuzzy relevance
Fuzzy results trail off in relevance as you scroll. Use three signals to decide how far down to go: the fuzzy badge explanations, the intended use column, and whether your target output (e.g., Cobb angle) still appears in the AI Performance sub-table. Once it stops appearing, you're past the relevant zone. A top hit with a low score (~0.4) and a stretched explanation is a hint the closest predicates are far away — the project may be headed for De Novo. Note the fuzzy search is a pattern match: it doesn't handle negation ("not") well, and hardware devices can appear — filter by SaMD/AI ML to cut them.
How do you judge how far down fuzzy search results to go?
Use the relevancy signals: the fuzzy badge explanations, the intended use column, and whether the target output (e.g., Cobb angle) still appears in the AI Performance sub-table. Once it stops appearing, results are trailing off in relevancy.
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Click the citation bubbles to jump to the relevant highlight in the source document.
Reading rule for every project: how many summaries do you read in full?
At least the three most relevant 510(k) or De Novo summaries, in full. After that, use targeted chat questions to confirm your memory quickly. The tool supports this professional habit — it doesn't replace it.
5. Side-by-side comparison
Select multiple rows in the results table (aim for under ~10), then open the PDF Viewer tab. Ask one question — it goes to all selected devices in parallel, each with citations. This is the fastest way to compare and contrast devices: training data, PCCP scope, how they handled adding new scanners, and so on.
What does the side-by-side PDF viewer mode do?
Select multiple devices, open the PDF viewer tab, and ask one question (e.g., "Describe the training data"). It queries all selected devices simultaneously with citations, so you can compare and contrast quickly.
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With rows selected, go to the Collections tab and create a labeled collection (e.g., "Cobb Angle Project"). Reload that selection any time — before a client call, pull up the collection and ask questions across all of its devices at once.
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Select the rows, go to the Collections tab, and create a labeled collection (e.g., "Cobb Angle Project"). You can reload the selection anytime and carry it into the PDF viewer and other tabs that support selections.
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What can you do from the regulations tree view?
Browse product codes and regulation numbers, read the identification text and special controls, browse sibling product codes, open device PDFs on the right, and search by product code or regulation number at the top of the tree.
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Click Show Chart and segment by regulation number (or product code) to see which regulations dominate your result set. Clicking a regulation takes you into the regulations tree. Great for spotting that most matches are, say, hardware laparoscopic devices — a cue to go back and filter.
How do you see which regulations dominate a search result set?
Click "Show Chart" and segment by Regulation Number. Clicking a regulation takes you to the regulations tree.
9. The predicate graph
Open the Predicates tab for a family-tree view of predicate relationships. Click a node to trace its parents and children; selections from search carry over pre-selected. Commonly predicated devices are worth reading — a lot of people predicated them for a reason. The visual lineage is also handy on client calls, e.g. to show how a predicate family evolved and justify why your predicate still holds.
In the predicate graph, why are commonly predicated devices worth reading?
A lot of people predicated them for a reason. Clicking a node traces parents and children, and selections from search carry over pre-selected.
10. Embeddings: the galaxy map
The Embeddings tab plots every matching document in a 2-D "galaxy map" where semantically similar devices cluster together. Hover or click clusters to explore, and let AI label the clusters for you. Embeddings beat product codes for grouping: two devices can carry different product codes (LLZ vs. QIH) yet do the same thing — the embedding captures the meaning of the intended use and device story. This is also exactly how retrieval-augmented generation (RAG) works under the hood, and it makes a great visual on client calls.
Try it yourself
Head to the search page and work through a few of these AI/ML fuzzy searches to build intuition: perivascular fat on CT · aortic valve calcification opportunistic screening on noncontrast CT · breast cancer prediction on digital pathology slides · autism detection · gestational age prediction · a hearing aid that can also detect a pulse · foundation model based analysis of ECG · large language models · penetration test. Watch how the relevance scores, intended use, and AI Performance tables tell you when results stop being meaningful.