Kava and Kava with Herbst

K182661 · Sketchpad Innovations, LLC · LRK · Feb 13, 2019 · Dental

Device Facts

Record IDK182661
Device NameKava and Kava with Herbst
ApplicantSketchpad Innovations, LLC
Product CodeLRK · Dental
Decision DateFeb 13, 2019
DecisionSESE
Submission TypeTraditional
Regulation21 CFR 872.5570
Device ClassClass 2
AttributesTherapeutic

Intended Use

The Kava and Kava with Herbst device(s) are intended to reduce nighttime snoring and mild to moderate obstructive sleep apnea (OSA) in adults.

Device Story

Custom-fitted intraoral appliance; two-piece design (upper and lower trays) worn during sleep; manufactured by dental lab per dentist/physician order. Functions as mandibular repositioner; increases pharyngeal space by reducing airway obstructions; improves air exchange. Retained on teeth via ball clasps. Dentist/physician adjusts mandibular advancement at fitting. Used in home setting by patient. Benefits include reduced snoring and improved breathing for OSA patients.

Clinical Evidence

Bench testing only. No clinical data provided. Biocompatibility testing performed per ISO 10993-1, ISO 10993-5, and ISO 10993-12 (cytotoxicity, skin sensitization, irritation, mutagenicity, chemical characterization). Mechanical testing performed per ASTM D-638-14, ASTM D-790-10, and ASTM D-792-13.

Technological Characteristics

Intraoral mandibular repositioning device. Materials: Acrylic, stainless steel, dental alloy. Retention: Ball clasps. Adjustment: Manual screw/lug mechanism. Standards: ASTM D-638-14 (tensile), ASTM D-790-10 (flexure), ASTM D-792-13 (density), ISO 10993-1 (biocompatibility).

Indications for Use

Indicated for adults with mild to moderate obstructive sleep apnea (OSA) and nighttime snoring.

Regulatory Classification

Identification

Intraoral devices for snoring and intraoral devices for snoring and obstructive sleep apnea are devices that are worn during sleep to reduce the incidence of snoring and to treat obstructive sleep apnea. The devices are designed to increase the patency of the airway and to decrease air turbulence and airway obstruction. The classification includes palatal lifting devices, tongue retaining devices, and mandibular repositioning devices.

Special Controls

*Classification.* Class II (special controls). The special control for these devices is the FDA guidance document entitled “Class II Special Controls Guidance Document: Intraoral Devices for Snoring and/or Obstructive Sleep Apnea; Guidance for Industry and FDA.”

Predicate Devices

Reference Devices

Related Devices

Submission Summary (Full Text)

{0}------------------------------------------------ Image /page/0/Picture/0 description: The image contains two logos. On the left is the Department of Health and Human Services logo. On the right is the FDA logo, which is a blue square with the letters "FDA" in white, followed by the words "U.S. FOOD & DRUG ADMINISTRATION" in blue. Sketchpad Innovations LLC % Cheryl Fisher Principal Consultant FisherMed Consulting LLC 820 Civic Center Dr. Santa Clara, California 95050 February 13, 2019 Re: K182661 Trade/Device Name: Kava and Kava with Herbst Regulation Number: 21 CFR 872.5570 Regulation Name: Intraoral Devices For Snoring And Intraoral Devices For Snoring And Obstructive Sleep Apnea Regulatory Class: Class II Product Code: LRK, LQZ Dated: January 4, 2019 Received: January 7, 2019 Dear Cheryl Fisher: We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading. If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register. {1}------------------------------------------------ Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/CombinationProducts/GuidanceRegulatoryInformation/ucm597488.htm); good manufacturing practice requirements as set forth in the quality systems (OS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm. For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/) and CDRH Learn (http://www.fda.gov/Training/CDRHLearn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (http://www.fda.gov/DICE) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100). Sincerely, Digitally signed by Marv S. Mary S. Runner -S3 Runner -S3 Date: 2019.02.13 For Tina Kiang, Ph.D. Acting Director Division of Anesthesiology, General Hospital, Respiratory, Infection Control, and Dental Devices Office of Device Evaluation Center for Devices and Radiological Health Enclosure {2}------------------------------------------------ # Indications for Use 510(k) Number (if known) Not Known #### Device Name Kava and Kava with Herbst device(s) Indications for Use (Describe) The Kava and Kava with Herbst device(s) are intended to reduce nighttime snoring and mild to moderate obstructive sleep apnea (OSA) in adults. | Type of Use (Select one or both, as applicable) | | |-------------------------------------------------|--| |-------------------------------------------------|--| X Prescription Use (Part 21 CFR 801 Subpart D) | Over-The-Counter Use (21 CFR 801 Subpart C) ## CONTINUE ON A SEPARATE PAGE IF NEEDED. This section applies only to requirements of the Paperwork Reduction Act of 1995. ### *DO NOT SEND YOUR COMPLETED FORM TO THE PRA STAFF EMAIL ADDRESS BELOW.* The burden time for this collection of information is estimated to average 79 hours per response, including the time to review instructions, search existing data sources, gather and maintain the data needed and complete and review the collection of information. Send comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing this burden, to: > Department of Health and Human Services Food and Drug Administration Office of Chief Information Officer Paperwork Reduction Act (PRA) Staff PRAStaff@fda.hhs.gov "An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB number." {3}------------------------------------------------ #### 510(k) Summary #### Kava and Kava with Herbst device(s) #### 1. Submission Sponsor Sketchpad Innovations LLC 10767 Glendover Ln. San Diego CA, 92016 United States Contact: Phillip "Sonnie" Bocala Title: CEO #### 2. Submission Correspondent FisherMed Consulting, LLC 820 Civic Center Drive Santa Clara, CA 95050 Office Phone: (408) 410-5920 Contact: Cheryl Fisher Title: Principal Consultant, RA/QA #### 3. Date Prepared 9/19/2018 #### 4. Device Identification | | Trade/Proprietary Name: | Kava and Kava with Herbst | |----------------------|----------------------------------------------------------------------------------------------------------------------------|---------------------------| | Common/Usual Name: | Intraoral Devices for Snoring and/or Obstructive Sleep Apnea | | | Classification Name: | Intraoral Devices for Snoring and/or Obstructive Sleep Apnea | | | Regulation Number: | 872.5570 | | | Product Code: | LRK, Device, Anti Snoring- Intraoral devices for snoring and intraoral devices<br>for snoring and obstructive sleep apnea. | | {4}------------------------------------------------ LQZ, Device, Jaw Repositioning- Intraoral devices for snoring and intraoral devices for snoring and obstructive sleep apnea Device Class: Class II Classification Panel: Dental #### 5. Legally Marketed Predicate Device(s) Primary Predicate K153291 OptiSleep Device by SICAT Reference Device K113516 CAST device by TheraSom #### 6. Indication for Use Statement The Kava and Kava with Herbst device(s) are intended to reduce nighttime snoring and mild to moderate obstructive sleep apnea (OSA) in adults. #### 7. Device Description The Kava and Kava with Herbst are simple hardware devices. They are oral appliances and will be manufactured by a dental laboratory to and on the order of a dentist, physician or licensed practitioner. Each appliance is customized for patients. The Kava and Kava with Herbst are intra-oral devices used for treating snoring and mild to moderate Obstructive Sleep Apnea (OSA). They consists of two custom fitted trays which fit over the upper and lower dentition of a patient and engage by means of adjustable metal screws or lugs. The devices function as mandibular repositioners, which act to increase the patient's pharyngeal space by reducing obstructions of the airway during sleep and improve their ability to exchange air. The devices are retained on the teeth by labial and lingual positioned ball clasps, typically located in the undercuts of each splint. The devices are custom made for each patient and have an adjustment mechanism enabling the amount of mandibular advancement to be set by the dentist or physician at the time of fitting the device. {5}------------------------------------------------ #### 8. Substantial Equivalence Discussion The following table compares the Kava and Kava with Herbst device(s) to the predicate device(s) with respect to indications for use, principles of operation, technological characteristics, and performance testing. The comparison of the devices provides more detailed information regarding the basis for the determination of substantial equivalence. The subject device does not raise any new issues of safety or effectiveness based on the similarities to the predicate device. | Feature | Kava and Kava with<br>Herbst | Primary<br>Predicate<br>SICAT<br>OPTISLEEP | Reference Device<br>TheraSom-CAST | Comparison | |----------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | 510 (k) Number | Not Known | K153291 | K113516 | Same method | | Manufacturer | Sketchpad<br>Innovations LLC | SICAT GmbH &<br>Co | Family Dental<br>Service PC | NA | | Primary Device Similarities to support Substantial Equivalence | | | | | | Classification # | 872-5570 | 872-5570 | 872-5570 | Same | | Product Code | Primary LRK<br>Secondary LQZ | Primary LRK<br>Secondary LQZ | Primary LRK<br>Secondary LQZ | Same | | Indications for<br>use | The Kava and Kava<br>with Herbst device(s) are intended to<br>reduce nighttime<br>snoring and mild to<br>moderate obstructive<br>sleep apnea (OSA) in<br>adults. | In adult<br>population<br>• To reduce or<br>alleviate snoring<br>• To reduce or<br>alleviate mild to<br>moderate<br>obstructive<br>sleep apnea<br>(OSA) | The TheraSom-<br>CAST is used to<br>reduce or<br>alleviate the<br>occurrence<br>of snoring and/or<br>for the treatment<br>of mild to<br>moderate<br>obstructive<br>sleep apnea<br>(OSA) in patients | Same | | Mode of Action | | | 18 years of age or older | | | | These devices<br>function as a<br>mandibular<br>repositioner, which<br>acts to increase the<br>patient's pharyngeal<br>space, by reducing<br>obstructions of the<br>airway and improving<br>their ability to<br>exchange air during<br>sleep. | This device<br>functions as a<br>mandibular<br>repositioner,<br>maintaining the<br>lower jaw in a<br>forward position<br>during sleep.<br>This mechanical<br>protrusion acts<br>to increase the<br>patient's<br>pharyngeal<br>space,<br>improving the<br>ability to<br>exchange air<br>during sleep by<br>reducing<br>mechanical<br>obstructions of<br>the airway. | The device<br>functions as a<br>mandibular<br>repositioner,<br>which acts to<br>improve the<br>patient's ability<br>to breathe<br>without<br>obstruction of<br>the pharyngeal<br>airway | Similar mode of<br>action with slight<br>technical<br>deviations<br>discussed below,<br>not incurring<br>additional patient<br>risks | | Material | Acrylic | Milled Acrylic | Cast Metal | The Kava and Kava<br>with Herbst and<br>OptiSleep devices<br>are made of an<br>acrylic material<br>while the<br>TheraSom is made<br>of a dental metal<br>alloy there is no<br>significant<br>difference<br>between the Kava<br>and Kava with<br>Herbst and the<br>OptiSleep | | | The main parts of the<br>device(s) are made of<br>Acrylic Material,<br>Stainless Steel, and<br>Dental Alloy Material | The main parts<br>of the device are<br>made of<br>Polymethylmeth<br>acrylate. The<br>exchangeable<br>connectors are<br>made of<br>Polyamide | Dental Alloy<br>Material | | | | | | | regarding the<br>acrylic base<br>material used | | Mode of Care | Adjustable by Dentist<br>or Physician during<br>the duration of use | Adjustable by<br>Dentist or<br>Physician during<br>the duration of<br>use | Adjustable by<br>Dentist or<br>Physician during<br>the duration of<br>use | Same | | Usage | Removable and<br>Reusable by the same<br>patient.<br>Night Time Usage<br>Only | Removable and<br>Reusable by the<br>same patient.<br>Night Time<br>Usage Only | Removable and<br>Reusable by the<br>same patient.<br>Night Time Usage<br>Only | Same | | Biocompatible | Yes | Yes | Yes | Same | | OTC or Rx | Rx | Rx | Rx | Same | | Device Technological Differences Difference | | | | | | Connectors | Consists of an upper<br>and lower appliance<br>that are 2 separate<br>appliances that work<br>in conjunction with<br>each other - | Consists of an<br>upper and lower<br>appliance that<br>are connected<br>together with a<br>plastic<br>connector -<br>limits the jaw<br>movement to<br>opening and<br>closing only | Consists of an<br>upper and lower<br>appliance that<br>are connected<br>together with a<br>metal spring -<br>limits the jaw<br>movement to<br>opening and<br>closing only | 2 separate<br>appliances allows<br>for 3 dimensional<br>freedom of<br>movement of the<br>lower jaw and<br>incurs no<br>additional risk to<br>the patient | | Insertion | 2 piece design allows<br>for the upper<br>appliance to be<br>inserted first followed<br>by the lower<br>appliance | the upper and<br>lower appliance<br>to be inserted at<br>the same time | the upper and<br>lower appliance<br>to be inserted at<br>the same time | Two piece design<br>allows greater<br>ease of insertion<br>and incurs no<br>additional risk to<br>the patient | | Fabrication | Hand made from<br>acrylic and wire<br>formation | Computer<br>generated - | Hand waxed and<br>metal casted | Hand made<br>component exists<br>in the TheraSom | | | | milled from<br>acrylic | | device and a<br>similar acrylic<br>material is used in<br>the OptiSleep<br>device neither of<br>these variations<br>incur additional<br>risk to the<br>patients than are<br>already present in<br>the currently<br>marketed devices. | | Retention | Upper appliance has<br>acrylic coverage on<br>the occlusal and mid<br>buccal and lingual<br>posterior teeth with<br>retention clasp –<br>Lower appliance has<br>ball clasp retention<br>from the buccal of the<br>posterior teeth<br>wrapping to the<br>lingual with acrylic<br>anterior lingual<br>coverage | Upper and<br>lower appliance<br>has acrylic<br>coverage on the<br>buccal and<br>lingual aspect of<br>the teeth to the<br>gum line | Upper appliance<br>has metal casting<br>that are formed<br>around the<br>height of contour<br>of the cuspid and<br>bicuspid teeth –<br>Lower appliance<br>and metal casting<br>covering the<br>occlusal surface<br>of the premolars<br>and molar teeth | The Kava and Kava<br>with Herbst and<br>OptiSleep both<br>have acrylic<br>coverage on<br>commensurate<br>dentition on the<br>upper appliance<br>and lower<br>appliances the<br>Kava and Kava<br>with Herbst and<br>the TheraSom<br>device both utilize<br>a metal casting in<br>the lower<br>appliance for<br>retention<br>incurring no<br>additional risk to<br>the patient than<br>are already<br>present in<br>currently<br>marketed devices! | #### Table 5A - Comparison of Characteristics {6}------------------------------------------------ {7}------------------------------------------------ {8}------------------------------------------------ {9}------------------------------------------------ #### 9. Non-Clinical Performance Data As part of demonstrating the substantial equivalence of the Kava with Herbst to the predicate/reference devices that are subject to this 510(k) submission, Sketchpad Innovations LLC completed a number of non-clinical performance tests, including: Strength and elongation testing: | # | Standard | |---|----------------------------------------------------------------------------------------------------------------------------| | 1 | ASTM D-638-14 Standard Test Method For Tensile Properties of Plastics | | 2 | ASTM D-790-10 Standard Test Methods for Flexure Properties of Unreinforced Plastics and<br>Electrical Insulating Materials | | 3 | ASTM D-792-13 Standard Test Methods for Density and Specific Gravity (Relative Density) of<br>Plastics by Displacement | The Kava and Kava with Herbst passed all the testing in accordance with internal requirements, applied national standards, and applied international standards shown below to support substantial equivalence of the subject device: Biocompatibility - The biological safety of the components of the Kava and Kava with Herbst were evaluated in accordance with ISO 10993-1 and guidance document entitled Use of International Standard ISO-10993-1,"Biological Evaluation of Medical Devices: Part 1: Evaluation and Testing within a Risk Management Process". Under this, for the stated indications for use, each component of the device's biological safety was evaluated for in vitro cytotoxicity, skin sensitization, and irritation, and mutagenicity and chemical characterization. - Biocompatibility testing per ISO 10993-1 Biological Evaluation of Medical Devices: Part 1: Evaluation and Testing within a Risk Management Process: Passed - . Biocompatibility testing per ISO 10993-5 Cytotoxicity: Passed - Biocompatibility testing HET-CAM Tests for irritation and skin sensitization: Passed ● - Biocompatibility testing mutagenicity (Ames test): Passed - Biocompatibility testing per ISO 10993-12 chemical analysis of eluted components acc.: ● Passed {10}------------------------------------------------ Risk Analysis - Formal Risk Assessment of the Kava was performed in accordance with ISO 14971. With respect to perceivable conditions in which the device would be subjected to a worst-case environmental or human error scenario, Sketchpad Innovations LLC believes the outcomes of these risks are considered acceptable within the context of ISO 14971, and that all potential risks have been mitigated to the lowest form. #### 10. Performance Testing Summary As part of demonstrating the substantial equivalence of the Kava with Herbst and in showing substantial equivalence to the predicate devices that are subject to this 510(k) submission, Sketchpad Innovations LLC completed a number of tests. The Kava with Herbst meet all the requirements for overall design, biocompatibility, and performance testing confirming that the output meets the design inputs and specifications. The Kava and Kava with Herbst passed all testing stated above as shown by the acceptable results obtained. The Kava and Kava with Herbst complies with the applicable voluntary standards for biocompatibility per materials used. The device passed all the testing in accordance with national standards. #### 11. Statement of Substantial Equivalence lt has been shown in this 510(k) submission that the differences between the Kava and Kava with Herbst and the predicate device do not raise any different questions regarding its safety and effectiveness. The performance testing provided demonstrates that the subject device(s) is substantially equivalent to the predicate device and reference device. The Sketchpad LLC, Kava and Kava with Herbst, as designed and manufactured, is determined to be substantially equivalent to the referenced predicate device.
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