EXCELSIUS GPS
K171651 · Globus Medical, Inc. · OLO · Aug 16, 2017 · Neurology
Device Facts
| Record ID | K171651 |
| Device Name | EXCELSIUS GPS |
| Applicant | Globus Medical, Inc. |
| Product Code | OLO · Neurology |
| Decision Date | Aug 16, 2017 |
| Decision | SESE |
| Submission Type | Traditional |
| Regulation | 21 CFR 882.4560 |
| Device Class | Class 2 |
Intended Use
The EXCELSIUS GPS™ is intended for use as an aid for precisely locating anatomical structures and for the spatial positioning and orientation of an instrument holder or guide tube to be used by surgeons for navigating and/or guiding compatible surgical instruments in open or percutaneous procedures provided that the required fiducial markers and rigid patient anatomy can be identified on CT scans or fluoroscopy. The system is indicated for the placement of spinal and orthopedic bone screws.
Device Story
Robotic positioning system for spinal/orthopedic surgery; utilizes preoperative/intraoperative CT or fluoroscopy images. System maps virtual patient anatomy to physical patient via dynamic reference base and optical tracking (infrared camera). Surgeon plans implant trajectory on images; system provides visual assistance for free-hand navigation or automatic robotic alignment of end effector (guide tube). Robotic arm provides rigid structure for instrument insertion. Used in OR by surgeons. Benefits include precise instrument positioning and guidance for bone screw placement. System manages motion control, navigation, data storage, and user/case management.
Clinical Evidence
No clinical trial data provided. Evidence consists of non-clinical system, software, and instrument verification and validation; surgical simulations on phantom models; and human cadaveric quantitative validation under clinically relevant scenarios. Compliance with IEC 60601-1, IEC 60601-1-2, and IEC 60601-1-6 standards confirmed.
Technological Characteristics
Robotic positioning system with computer-controlled arm. Optical tracking via infrared camera. Inputs: 3D pre-op/intra-op CT, 2D intra-op fluoroscopy. Force-controlled robotic movement. Components: registration instruments, patient reference instruments, surgical instruments, end effectors (guide tubes). Biocompatibility per ISO 10993. Electrical safety per IEC 60601-1; EMC per IEC 60601-1-2. Software classified as Major level of concern.
Indications for Use
Indicated for use as an aid in precisely locating anatomical structures and spatial positioning/orientation of instrument holders or guide tubes for surgeons navigating/guiding surgical instruments in open or percutaneous procedures. Indicated for placement of spinal and orthopedic bone screws in patients where fiducial markers and rigid anatomy are identifiable on CT or fluoroscopy.
Regulatory Classification
Identification
A stereotaxic instrument is a device consisting of a rigid frame with a calibrated guide mechanism for precisely positioning probes or other devices within a patient's brain, spinal cord, or other part of the nervous system.
Predicate Devices
- StealthStation (K133444)
- ROSA Spine (K151511)
Reference Devices
- CREO® (K143633)
- REVERE® (K133350)
- REVOLVE® (K111449)
- QUARTEX™ (K161591)
- ELLIPSE® (K123783)
- SI-LOK® (K112028)
- CAPTIVATE™ (K162825)
Related Devices
- K222698 — CUVIS-spine · Curexo, Inc. · Oct 7, 2022
- K211616 — ExcelsiusHub · Globus Medical, Inc. · Aug 25, 2021
- K201569 — CUVIS-spine · Curexo, Inc. · May 19, 2021
- K223558 — CUVIS-spine · Curexo, Inc. · Jun 22, 2023
- K233513 — Remex Spine Surgery Navigation System II · Remex Medical Corp. · May 1, 2024
Submission Summary (Full Text)
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Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002
August 16, 2017
Image /page/0/Picture/4 description: The image shows the logo for the U.S. Department of Health & Human Services. The logo consists of a circular seal with the text "DEPARTMENT OF HEALTH & HUMAN SERVICES USA" arranged around the perimeter. Inside the circle is a stylized image of three human profiles facing to the right, with a design element resembling an abstract wing or feather above them.
Globus Medical Inc. Kelly J. Baker, Ph.D. Senior Vice President, Regulatory and Clinical Affairs 2560 General Armistead Ave. Audubon, Pennsylvania 19403
Re: K171651
Trade/Device Name: EXCELSIUS GPS Regulation Number: 21 CFR 882.4560 Regulation Name: Stereotaxic Instrument Regulatory Class: Class II Product Code: OLO Dated: July 31, 2017 Received: August 1, 2017
Dear Dr. Kelly J. Baker:
We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food. Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.
If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.
Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical device
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related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.
If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address
http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to
http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.
You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address
http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.
Sincerely,
# Mark N. Melkerson -S
Mark N. Melkerson Director Division of Orthopedic Devices Office of Device Evaluation Center for Devices and Radiological Health
Enclosure
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#### DEPARTMENT OF HEALTH AND HUMAN SERVICES Food and Drug Administration
### Indications for Use
510(k) Number (if known)
K171651
Device Name EXCELSIUS GPSTM
#### Indications for Use (Describe)
The EXCELSIUS GPS™ is intended for use as an aid for precisely locating anatomical structures and for the spatial positioning and orientation of an instrument holder or guide tube to be used by surgeons for navigating and/or guiding compatible surgical instruments in open or percutaneous procedures provided that the required fiducial markers and rigid patient anatomy can be identified on CT scans or fluoroscopy. The system is indicated for the placement of spinal and orthopedic bone screws.
#### Type of Use (Select one or both, as applicable)
Prescription Use (Part 21 CFR 801 Subpart D)
Over-The-Counter Use (21 CFR 801 Subpart C)
#### PLEASE DO NOT WRITE BELOW THIS LINE - CONTINUE ON A SEPARATE PAGE IF NEEDED.
#### FOR FDA USE ONLY
Concurrence of Center for Devices and Radiological Health (CDRH) (Signature)
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Form Approved: OMB No. 0910-0120 Expiration Date: January 31, 2017 See PRA Statement below.
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## 510(k) Summary: EXCELSIUS GPS™
- Company: Globus Medical Inc. 2560 General Armistead Ave. Audubon, PA 19403 610-930-1800
- Contact: Kelly J. Baker, Ph.D. Senior Vice President, Regulatory and Clinical Affairs
- June 1, 2017 Date Prepared:
- EXCELSIUS GPS™ Device Name:
- Common Name: Computer-assisted surgical device
- Per 21 CFR as follows: Classification: §882.4560 Stereotaxic instrument Product Code(s): OLO Regulatory Class: II
- EXCELSIUS GPS™ Predicates: Primary predicate: StealthStation (K133444) Additional predicate: ROSA Spine (K151511)
EXCELSIUS GPS™ Instruments Additional predicates: CREO® (K143633) REVERE® (K133350) REVOLVE® (K111449) QUARTEX™ (K161591) ELLIPSE® (K123783) SI-LOK® (K112028) CAPTIVATE™ (K162825)
## Purpose:
The purpose of this submission is to request clearance of EXCELSIUS GPS™ and EXCELSIUS GPSTM Instruments.
## Device Description:
The EXCELSIUS GPS™ is a Robotic Positioning System that includes a computer controlled robotic arm, hardware, and software that enables real time surgical navigation and robotic guidance using radiological patient images (preoperative CT, intraoperative CT and fluoroscopy), using a dynamic reference base and positioning camera. The navigation and quidance system determines the registration or mapping between the virtual patient (points on the patient images) and the physical patient (corresponding points on the patient's
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anatomy). Once this registration is created, the software displays the relative position of a tracked instrument, including the end effector of the robotic arm, on the patient images. This visualization can help guide the surgeon's planning and approach. As an aid to visualization, the surgeon can plan implant placement on the patient images prior to surgery. The information of the plan coupled with the registration provides the necessary information to provide visual assistance to the surgeon during free hand navigation or during automatic robotic alignment of the end effector. During surgery, the system tracks the position of GPS compatible instruments, including the end effector of the robotic arm, in or on the patient anatomy and continuously updates the instrument position on patient images utilizing optical tracking. Standard non-navigated metallic instruments that fit through the quide tube at the selected trajectory may be used without navigation while the quide tube is stationary, for uses such as bone preparation (e.g. rongeurs, reamers etc.) or placing implants (e.g. rod inserters, locking cap drivers) that are not related to screw placement. Navigation can also be performed without guidance. System software is responsible for all motion control functions, navigation functions, data storage, network connectivity, user management, case management, and safety functions. EXCELSIUS GPSTM surgical instruments are non-sterile, re-usable instruments that can be operated manually or with the use of the positioning system.
EXCELSIUS GPS™ instruments consist of registration instruments, patient reference instruments, surgical instruments, and end effectors. Registration instruments incorporate arrays of reflective markers, and are used to track patient anatomy and surgical instruments and implants; components include the verification probe, surveillance marker, surgical instrument arrays, intra-op CT reqistration fixture, fluoroscopy registration fixture, and dynamic reference base (DRB). Patient reference instruments are either clamped or driven into any appropriate rigid anatomy that is considered safe and provides a point of rigid fixation for the DRB. Surqical instruments are used to prepare the implant site or implant the device, and include awls, drills, drivers, taps, and probes, End effectors are wirelessly powered quide tubes that attach to the distal end of the robotic arm and provide a rigid structure for insertion of surgical instruments.
## Indications for Use:
The EXCELSIUS GPS™ is intended for use as an aid for precisely locating anatomical structures and for the spatial positioning and orientation of an instrument holder or quide tube to be used by surgeons for navigating and/or guiding compatible surgical instruments in open or percutaneous procedures provided that the required fiducial markers and rigid patient anatomy can be identified on CT scans or fluoroscopy. The system is indicated for the placement of spinal and orthopedic bone screws.
## Technological Characteristics:
The EXCELSIUS GPS™ and EXCELSIUS GPS™ Instruments have similar technological characteristics to the predicate devices including the main system
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components, workflow, user interface, software features, and design. The EXCELSIUS GPS™ System is comparable to the predicates in terms of intended use, fundamental scientific technology, technological characteristics and principle of operation. The table below provides a comparison of technological characteristics and principles of operation for the subject EXCELSIUS GPS™ and the predicate devices.
| Device | Subject<br>EXCELSIUS™ GPS | Predicate<br>StealthStation<br>(K133444) | Predicate<br>ROSA Spine<br>(K151511) |
|--------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------|
| Principle of<br>operation | - Intraoperative/<br>preoperative images<br>- Patient registration<br>- Surgical planning<br>- Real-time tracking of<br>navigated instruments<br>- Guidance of instruments | - Intraoperative/<br>preoperative images<br>- Patient registration<br>- Surgical planning<br>- Real-time tracking of<br>navigated instruments | - Intraoperative images<br>- Patient registration<br>- Surgical planning<br>- Guidance of instruments |
| Input images | 3D pre-operative exam<br>3D intra-operative exam<br>2D intra-operative exam | 3D pre-operative exam<br>3D intra-operative exam<br>2D intra-operative exam | 3D intra-operative exam |
| Integrated<br>planning<br>software | EXCELSIUS™ GPS<br>Planning and Navigation<br>Application software | Synergy Spine software | Rosanna Spine (Medtech) |
| Save/load<br>planning | Yes | Yes | Yes |
| Merge images<br>functionality | Yes | Yes | Yes |
| Trajectory<br>planning<br>parameters | Entry point, target point,<br>instrument length/diameter | Entry point, target point,<br>instrument length/diameter | Entry point, target point,<br>instrument length/diameter |
| Localization<br>means | Optical system (infrared<br>camera) | Optical (infrared camera)<br>or electromagnetic system | Robot arm absolute<br>encoders and optical<br>system (infrared camera) |
| Image-guided | Yes | Yes | Yes |
| Controller | Force-controlled<br>movement allowing<br>robotic arm positioning | No controller; instruments<br>are manually positioned<br>by the surgeon. | Axis controller per joint<br>Kinematic transformation<br>Supervisor module |
| Patient<br>registration<br>method | Intra-op CT: Registration<br>fixture<br>Pre-op CT: Fluoroscopic<br>to pre-op CT merge<br>Fluoroscopy: Registration<br>fixture | Point-to-point registration<br>with anatomical markers<br>Intra-op CT: Calibrated CT<br>gantry to camera merge<br>Pre-op CT: Point merge<br>Fluoroscopy: Registration<br>fixture | 3D registration with X-Ray<br>pattern containing<br>radiopaque<br>markers |
| Accuracy<br>verification on<br>anatomical<br>landmarks | Yes (probe) | Yes (probe) | Yes (probe) |
| Real time<br>display of<br>instrument<br>position | Yes | Yes | Yes |
| Device | Subject<br>EXCELSIUS™ GPS | Predicate<br>StealthStation<br>(K133444) | Predicate<br>ROSA Spine<br>(K151511) |
| Provide guide<br>for<br>instruments | Yes, instruments are used<br>through the guide tube on<br>the robotic arm or are<br>manually positioned by the<br>surgeon. | No, instruments are<br>manually positioned by the<br>surgeon. | Yes, instruments are<br>mounted onto the robotic<br>arm. |
| Patient<br>fixation | Reference is fixed to<br>patient's bony structure<br>such as a long bone, iliac<br>crest, spinous process,<br>vertebra, etc. for tracking<br>system | Reference is fixed to the<br>patient's iliac crest or<br>clamped on the spinous<br>for tracking system | Reference is fixed to the<br>patient's iliac crest for<br>tracking system |
## Comparison of Principles of Operation and Technological Characteristics
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## Performance Testing:
Verification and validation testing was conducted on EXCELSIUS GPS™ to confirm that the device meets performance requirements under the indications for use and to ensure safety and efficacy of the system:
- . Non-clinical system, software, and instrument verification and validation
- Surgical simulations conducted on phantom models ●
- Human cadaveric quantitative validation under clinically relevant scenarios ●
- Compliance conformity assessments per: ●
- o IEC 60601-1 Medical electrical equipment. General requirements for basic safety and essential performance, 2005, Amendment 1, 2012
- IEC 60601-1-2 Medical Electrical Equipment Part 1-2, General o
Requirements for Basic Safety and Essential Performance -Collateral Standard Electromagnetic Compatibility, 2007
- o IEC 60601-1-6 Medical Electrical Equipment Part 1-6, General
- o Requirements for Basic Safety and Essential Performance Usability
## Biocompatibility:
The biocompatibility evaluation for EXCELSIUS GPS™ has been conducted in accordance with ISO 10993 standards and blue book memorandum #G95-1 entitled "Use of International Standard ISO-10993, Biological Evaluation of Medical DevicesPart-1: Evaluation and Testing", May 1, 1995 and FDA Guidance "Biological evaluation of medical devices – Part 1: Evaluation and testing within a risk management process," June 16, 2016. The evaluation confirms that EXCELSIUS GPS meets biocompatibility requirements.
## Electrical Safety and Electromagnetic Compatibility:
Testing was performed to assure compliance with recognized safety standards: IEC 60601-1:2012 standard for electrical safety and IEC 60601-1-2:2014 standard for electromagnetic compatibility.
## Software Verification and Validation Testing:
Software validation and verification testing was performed in accordance with the FDA Guidance for the Content of Premarket Submissions for Software Contained
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in Medical Devices (May 11, 2005) and IEC 62304:2006-05 Medical Device Software - Software life cycle processes. The software for this device is considered a "MAJOR" level of concern.
## Basis of Substantial Equivalence:
EXCELSIUS GPS™ has been found to be substantially equivalent to the predicate devices with respect to technical characteristics, performance, and intended use. The information provided within this premarket notification supports substantial equivalence to the predicate devices.