OVERTUBE ENDOSCOPIC ACCESS SYSTEM

K122270 · Apollo Endosurgery, Inc. · FED · Sep 28, 2012 · Gastroenterology, Urology

Device Facts

Record IDK122270
Device NameOVERTUBE ENDOSCOPIC ACCESS SYSTEM
ApplicantApollo Endosurgery, Inc.
Product CodeFED · Gastroenterology, Urology
Decision DateSep 28, 2012
DecisionSESE
Submission TypeTraditional
Regulation21 CFR 876.1500
Device ClassClass 2

Indications for Use

To be used in conjunction with an endoscope for foreign body removal or endoscopic procedures requiring multiple insertions of the endoscope into the lower or upper gastrointestinal tract.

Device Story

OverTube™ Endoscopic Access System is a single-use, polymer extrusion shaft reinforced with a metallic wire coil; features a proximal hub with an inflatable cuff seal to maintain insufflation pressure; includes a tapered distal tip. Used in clinical settings by physicians during endoscopic procedures; facilitates multiple insertions of an endoscope into the GI tract or foreign body removal. Clinician inserts the overtube over the endoscope; cuff is inflated via syringe to minimize pressure loss. Device provides a stable conduit for repeated scope passage, reducing mucosal trauma and procedure time. Available in sterile (EO sterilized) and non-sterile models.

Clinical Evidence

No clinical data. Substantial equivalence established through bench testing, including insertion and removal force requirements, shaft deflection, leakage rate, bond strength, and foreign body removal performance. Biocompatibility evaluated per ISO 10993-1:2009; sterilization validated per ISO 11135-1:2007.

Technological Characteristics

Polymer extrusion shaft with metallic wire coil reinforcement. Dimensions: 27 cm length, 19.5 mm OD, 16.7 mm ID. Tapered distal tip (11 mm ID). Insufflation via inflatable cuff seal. Compatible with 10 mm – 16 mm OD endoscopes. Sterilization: Ethylene oxide (sterile model).

Indications for Use

Indicated for patients undergoing endoscopic procedures in the upper or lower gastrointestinal tract requiring foreign body removal or multiple endoscope insertions.

Regulatory Classification

Identification

An endoscope and accessories is a device used to provide access, illumination, and allow observation or manipulation of body cavities, hollow organs, and canals. The device consists of various rigid or flexible instruments that are inserted into body spaces and may include an optical system for conveying an image to the user's eye and their accessories may assist in gaining access or increase the versatility and augment the capabilities of the devices. Examples of devices that are within this generic type of device include cleaning accessories for endoscopes, photographic accessories for endoscopes, nonpowered anoscopes, binolcular attachments for endoscopes, pocket battery boxes, flexible or rigid choledochoscopes, colonoscopes, diagnostic cystoscopes, cystourethroscopes, enteroscopes, esophagogastroduodenoscopes, rigid esophagoscopes, fiberoptic illuminators for endoscopes, incandescent endoscope lamps, biliary pancreatoscopes, proctoscopes, resectoscopes, nephroscopes, sigmoidoscopes, ureteroscopes, urethroscopes, endomagnetic retrievers, cytology brushes for endoscopes, and lubricating jelly for transurethral surgical instruments. This section does not apply to endoscopes that have specialized uses in other medical specialty areas and that are covered by classification regulations in other parts of the device classification regulations.

Special Controls

*Classification* —(1)*Class II (special controls).* The device, when it is an endoscope disinfectant basin, which consists solely of a container that holds disinfectant and endoscopes and accessories; an endoscopic magnetic retriever intended for single use; sterile scissors for cystoscope intended for single use; a disposable, non-powered endoscopic grasping/cutting instrument intended for single use; a diagnostic incandescent light source; a fiberoptic photographic light source; a routine fiberoptic light source; an endoscopic sponge carrier; a xenon arc endoscope light source; an endoscope transformer; an LED light source; or a gastroenterology-urology endoscopic guidewire, is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to the limitations in § 876.9.(2) Class I for the photographic accessories for endoscope, miscellaneous bulb adapter for endoscope, binocular attachment for endoscope, eyepiece attachment for prescription lens, teaching attachment, inflation bulb, measuring device for panendoscope, photographic equipment for physiologic function monitor, special lens instrument for endoscope, smoke removal tube, rechargeable battery box, pocket battery box, bite block for endoscope, and cleaning brush for endoscope. The devices subject to this paragraph (b)(2) are exempt from the premarket notification procedures in subpart E of part 807of this chapter, subject to the limitations in § 876.9.

In combination with the general controls of the FD&C Act, the integrated operating table-electromechanical surgical system is subject to the following special controls: 1. (1) Premarket clinical performance testing, or a combination of premarket clinical performance testing and postmarket surveillance (in accordance with special control (2)), must include the following: 1. (i) Objective performance measures (e.g., rate and number of conversions to other surgical modalities, rate of device related adverse events (including tissue injury, hematoma, and increased blood loss), and their severity, cause, and outcomes) must be reported with relevant descriptive comparator performance measures. 2. (ii) The data must demonstrate the performance of the device for providing accurate and precise control of attached surgical instruments in range of clinical conditions relevant to the device's intended use. 3. (iii) The test dataset must include data collected from a patient population representative of the intended patient population under anticipated conditions of use. 2. (2) Data obtained from postmarket surveillance must demonstrate, in consideration of the premarket data obtained in accordance with special control (1), that the device performs in accordance with special control (1), unless FDA determines, based on the totality of the premarket data, that data from postmarket surveillance is not required to demonstrate that the device performs as intended. Such postmarket surveillance must be conducted per a protocol determined appropriate by FDA to demonstrate that the device performs as intended (in consideration of the premarket data obtained in accordance with special control (1)), and must include initiation, enrollment, and reporting requirements to ensure timely periodic updates to FDA on post-market surveillance progress and outcomes. 3. (3) Animal performance testing must evaluate the extent of port site trauma due to repositioning of table during surgical procedures when utilizing robotic minimally invasive and laparoscopic approaches 4. (4) The device manufacturer must develop, and update as necessary, a device-specific use training program that ensures proper device setup/use/shutdown, accurate control of instruments to perform the intended surgical procedures, troubleshooting and handling during unexpected events or emergencies, and safe practices to mitigate use error. 5. (5) The device manufacturer may only distribute the device to facilities that implement and maintain the device-specific use training program and ensure that users of the device have completed the device-specific use training program. (6) Human factors assessment must demonstrate that the user can correctly use the device system across all intended use environments with the provided instructions and training materials, including patient access during normal operating conditions and emergency situations, and effects arising from the integrated nature of the operating table and robotic surgical arms. (7) Labeling must include: (i) A detailed summary of clinical performance testing conducted with the device, including study population, results, adverse events, and comparisons to any comparator groups identified; (ii) A statement in the labeling that the safety and effectiveness for the representative specific procedures was based on evaluation of the device as a surgical tool and did not include evaluation of outcomes related to the treatment of the patient's underlying disease or condition, unless FDA determines that it can be removed or modified based on clinical performance data submitted to FDA; (iii) Identification of compatible devices; (iv) The list of surgical procedures for which the device has been determined to be safe with clinical justification; (v) Reprocessing instructions for reusable components; (vi) A shelf life for any sterile components; (vii) A description of the device-specific use training program; (viii) A statement that the device is only for distribution to facilities that implement and maintain the device-specific use training program and ensure that users of the device have completed the device-specific use training program; and (ix) A summary of any completed postmarket surveillance data collected as required by special control (2), including updated labeling to accurately reflect outcomes observed in postmarket surveillance. (8) Non-clinical performance testing must demonstrate that the device performs as intended under anticipated conditions of use and must include: (i) Device motion accuracy and repeatability; (ii) System testing; (iii) Instrument reliability; (iv) Crosstalk; (v) Table motion control; (vi) Thermal effects on tissue; (vii) User-device interface performance; (viii) Workspace access testing; and (ix) Performance testing with compatible devices. (9) Software verification, validation, and hazard analysis must be performed. (10) Electromagnetic compatibility and electrical, thermal, and mechanical safety testing must be performed. (11) Performance data must demonstrate the sterility of all patient-contacting device components. (12) Performance data must support the shelf life of the device components provided sterile by demonstrating continued sterility and package integrity over the labeled shelf life. (13) Performance data must validate the reprocessing instructions for the reusable components of the device. (14) Performance data must demonstrate that all patient-contacting components of the device are biocompatible. (15) Performance data must demonstrate that all patient-contacting components of the device are non-pyrogenic. (16) The device manufacturer must submit a report to the FDA annually on the anniversary of initial marketing authorization for the device, until such time as FDA may terminate such reporting, which comprises the following information: (i) Cumulative summary, by year, of complaints and adverse events since date of initial marketing authorization; and (ii) Identification and rationale for changes made to the device, labeling, or device specific use training program, which did not require submission of a premarket notification during the reporting period.

Predicate Devices

Submission Summary (Full Text)

{0}------------------------------------------------ K122270 -1 ### Section 5. 510(k) Summary for OverTube™ Endoscopic Access System Company: Apollo Endosurgery, Inc. 7000 Bee Cave Road, Suite 350 Austin, TX, USA 78746 Contact Person: Heather Crawford, RAC Director of Quality and Regulatory Email: heather.crawford@apolloendo.com Office phone: 512.328.9990 extension 244 Fax: 512.328.9994 1. K040836: US Endoscopy Disposable Overtube Date Prepared: Device: 18 September 2012 Trade Name: Regulation Number: Regulation Description: Product Code: Classification Panel: Device Classification: OverTube™ Endoscopic Access System 21 CFR § 876.1500 Endoscope and accessories FED Gastroenterology/Urology Class II Predicate Device(s): Indications for Use: Device Description: To be used in conjunction with an endoscope for foreign body removal or endoscopic procedures requiring multiple insertions of the endoscope into the lower or upper gastrointestinal tract. The OverTube™ Endoscopic Access System is comprised of a single, polymer extrusion shaft reinforced with a metallic coil. The hub located at the proximal end of the device contains a cuff seal which can be inflated with air using a syringe to reduce loss of pressure when insufflation is used. The device is available in a single effective length of 27 cm with a tapered distal tip. The OverTube™ Endoscopic Access System will be delivered in a manner that a clinician may open one (1) OverTube per clinical procedure. The OverTube™ Endoscopic Access System will be provided in both sterile and non-sterile models. The sterile model is terminally sterilized by ethylene oxide (EO). {1}------------------------------------------------ K122270 -2 ## Technological Characteristics and Substantial Equivalence The following table compares the OverTube™ Endoscopic Access System to the predicate device with respect to intended use and technological characteristics, providing more detailed information regarding the basis for the determination of substantial equivalence. | Parameter | Apollo Endosurgery<br>OverTube™ Endoscopic<br>Access System | US Endoscopy<br>Disposable Overtube<br>(Guardus®) | |------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | 510(k) Number | To be assigned | K040836 | | Indications for Use | To be used in conjunction with<br>an endoscope for foreign body<br>removal or endoscopic<br>procedures requiring multiple<br>insertions of the endoscope<br>into the lower or upper<br>gastrointestinal tract. | The disposable Overtube is a<br>device used in conjunction<br>with a flexible endoscope for<br>foreign body or tissue<br>retrieval and/or for<br>endoscopic procedures<br>requiring multiple endoscope<br>intubations. | | Regulation Number | 876.1500 | 876.1500 | | FDA Product Code | FED | KOG | | Prescription / OTC Use | Prescription | Prescription | | Single-Use / Reusable | Single-Use | Single-Use | | Dimensions | | | | Effective Length | 27 cm | 25 cm - 50 cm | | Overtube Shaft OD | 19.5 mm | 19.5 mm | | Overtube Shaft ID | 16.7 mm | 16.7 mm | | Tapered Tip ID | 11 mm | 10.4 mm (insertion tube)<br>16.8 mm (outer tube) | | Physical Characteristics | | | | Overall Design | Single tube | Dual tube | | Compatible Scope OD (mm) | 10 mm – 16 mm | 8.6 mm – 11.7 mm | | Reinforcement Material | Wire coil design | Wire coil design | | Tapered Tip | Yes | Yes | | Insufflation Method | Cuff | Cap | | Sterilization and Shelf Life | | | | Sterility | Sterile and Non-sterile | Non-sterile only | | Sterilization Method | Ethylene oxide | None | | Primary Package | Pouch | Tray | | Shelf Life (Use By Date) | Three (3) years | Three (3) years | | Units per Shelf Box | Three (3) | Three (3) | ### Table 5-1. Device Comparison Table {2}------------------------------------------------ #### Summary of Non-Clinical Data Submitted Performance testing was conducted on the OverTube™ Endoscopic Access System to establish substantial equivalence. Functional performance testing included insertion and removal force requirements, shaft deflection, leakage rate, bond strength and foreign body removal. The OverTube™ Endoscopic Access System was subjected to biocompatibility evaluation in accordance with ISO 10993-1:2009. Additionally the OverTube™ Endoscopic Access System was adopted into the existing ethylene oxide sterilization cycle which was validated in accordance with ISO 11135-1:2007. #### Safety and Effectiveness By definition, a device is substantially equivalent to a predicate device when the device has the same intended use and the same technological characteristics as the previously cleared predicate device, or has the same intended use and different technological characteristics, and it can be demonstrated that the device is substantially equivalent to the predicate device, and that the new device does not raise different questions regarding its safety and effectiveness as compared to the predicate device. It has been shown in this 510(k) submission that the differences between the OverTube™ Endoscopic Access System and predicate device do not raise any questions regarding its safety and effectiveness. The OverTube™ Endoscopic Access System, as designed and manufactured, therefore is determined to be substantially equivalent to the referenced predicate device. {3}------------------------------------------------ # DEPARTMENT OF HEALTH & HUMAN SERVICES Image /page/3/Picture/1 description: The image shows the logo for the U.S. Department of Health & Human Services. The logo consists of a stylized caduceus symbol, which is a staff with two snakes coiled around it, and the words "DEPARTMENT OF HEALTH & HUMAN SERVICES • USA" arranged in a circular pattern around the symbol. The caduceus is a common symbol associated with healthcare and medicine. #### Public Health Service Food and Drug Administration 10903 New Hampshire Avenue Document Control Room -WO66-G609 Silver Spring, MD 20993-0002 SEP 2 8 2012 Ms. Heather Crawford. RAC Director, Quality and Regulatory Apollo Endosurgery, Inc. 7000 Bee Cave Road, Suite 350 AUSTIN TX 78746 Re: K12270 Trade/Device Name: OverTube™ Endoscopic Access System Regulation Number: 21 CFR 876.1500 Regulation Name: Endoscope and accessories Regulatory Class: II Product Code: FED Dated: July 27, 2012 Received: July 30, 2012 Dear Ms. Crawford: We have reviewed your Section 510(k) premarket notification of intent to market the device we nave reviewed four because or self people is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate 10 use stated in the encreations of the enactment date of the Medical Device Amendments, or to Conimeres phor to may 20, 1970, are excordance with the provisions of the Federal Food, Drug, de noos that have been require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The r ou may, dicitions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability additionship. There new www. that device labeling must be truthful and not misleading. If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be It may be subject to additional controllar 2.1.2.2011 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register. Please be advised that FDA's issuance of a substantial equivalence determination ore of the of the of Frease of advised that I DTT I risualled on on one complies with other requirements of the Act that FDA has made a determination that your device complies with other requirem that I DA has made a dolorimisations administered by other Federal agencies. You must Of any I cocrai statuates and regulations, but not limited to: registration and listing Comply with an the Act 5 requirements, includes, includes reporting (reporting of medical {4}------------------------------------------------ Page 2- device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set de vice-iclated adverse evones) (21 CFR Part 820); and if applicable, the electronic forth in the quality systems (Sections 531-542 of the Act); 21 CFR 1000-1050. If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please 11 you desire specific advice for your do need on on 2 tables offices/ucm115809.htm for go to mup.mww.ida.gov/rroodd Drical Health's (CDRH's) Office of Compliance. Also, please, p the Center for DOTICOS and Realers of the Premarket notification" (21CFR Part note the regulations regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance. You may obtain other general information on your responsibilities under the Act from the Tou may obtain other generational and Consumer Assistance at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm. Sincerely yours, Benjamin K. Fisher Benjamin R. Fisher, Ph.D. Director Division of Reproductive, Gastro-Renal, and Urological Devices Office of Device Evaluation Center for Devices and Radiological Health Enclosure {5}------------------------------------------------ # Indications for Use 510(k) Number (if known): K122270 Device Name: OverTube™ Endoscopic Access System Indications for Use: To be used in conjunction with an endoscope for foreign body removal or endoscopic procedures requiring multiple insertions of the endoscope into the lower or upper gastrointestinal tract. Prescription Use X (Part 21 CFR 801 Subpart D) AND/OR Over-The-Counter Use (21 CFR 801 Subpart C) PLEASE DO NOT WRITE BELOW THIS LINE -- CONTINUE ON ANOTHER PAGE IF NEEDED Concurrence of CDRH/Office of Device Evaluation (ODE) | (Division Sign-Off) | | |-------------------------------------------------------------------|---------| | Division of Reproductive, Gastro-Renal, and<br>Urological Devices | | | 510(k) Number | K122270 | Page 1 of 1
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