K100020 · Dixtal Medical, Inc. · DQA · Mar 8, 2010 · Cardiovascular
Device Facts
Record ID
K100020
Device Name
DX SERIES FINGER SENSOR
Applicant
Dixtal Medical, Inc.
Product Code
DQA · Cardiovascular
Decision Date
Mar 8, 2010
Decision
SESE
Submission Type
Special
Regulation
21 CFR 870.2700
Device Class
Class 2
Attributes
Real-World Evidence, Pediatric
Real-World Evidence
Submission
Device
Sponsor
RWD Sources
RWE Use Summary
Key Tags
K100020 · Mar 8, 2010
DX SERIES FINGER SENSOR
Dixtal Medical, Inc.
Clinical evaluation in a Brazilian healthcare facility (Irmandade da Santa Casa de Misericórdia de Porto Alegre)
The clinical evaluation was conducted in a routine clinical setting to assess the accuracy of the DX Series Sensors in neonatal and pediatric patients, supporting the device's performance claims.
Clinical Evaluation at Irmandade da Santa Casa de Misericórdia de Porto Alegre; Clinical evaluation in a healthcare facility
Neonatal and pediatric patients; Number of Sites: 1
Not applicable for this study
SpO2 accuracy
Indications for Use
The new DX Series Pulse Oximeter Sensors are reusable (multi-patient-use) sensors intended to provide continuous, non-invasive monitoring of functional arterial oxygen saturation and pulse rate in neonatal, infant, pediatric and adult patients, in environments where pulse oximetry monitors or modules in multiparameter systems are indicated for use, when in the judgment of a licensed medical practitioner/physician pulse oximetry is required.
Device Story
DX Series Pulse Oximeter Sensors are reusable, multi-patient-use sensors designed to interface with pulse oximetry monitors. The sensors utilize red (660 nm) and infrared (880 nm or 940 nm) LEDs to transmit light through a pulsating vascular bed (e.g., finger or toe). A photodiode on the opposing side detects the non-absorbed light. The monitor processes these signals to calculate functional arterial oxygen saturation (SpO2) and pulse rate. The device is used in clinical environments by healthcare practitioners. The output, displayed as numerical values and a plethysmogram waveform, assists clinicians in patient monitoring and decision-making. The sensors aim to standardize equipment across different monitor brands, potentially reducing human factors errors associated with using multiple manufacturers' accessories.
Clinical Evidence
Clinical evidence includes a controlled hypoxia (de-saturation) study conducted under IRB authorization per ISO 9919:2005. The study involved 24 healthy adult subjects (ages 22-32, balanced gender, varied skin tones). Results demonstrated that the accuracy of the DX Series Sensors is equivalent to the predicate devices. Additionally, a clinical evaluation was initiated in a Brazilian healthcare facility focusing on neonatal and pediatric patients to comply with FDA draft guidance for pulse oximeters. No adverse events were reported in either study.
Technological Characteristics
Reusable pulse oximetry sensors using red (660 nm) and infrared (880/940 nm) LEDs and a photodiode. Materials are identical to previously cleared sensors, compliant with ISO 10993-1:2003. Operates via transmission pulse oximetry. Designed for compatibility with various pulse oximeter monitors via specific cabling. Tested for EMC compliance and LED temperature safety (max <41°C) per ISO 9919:2005.
Indications for Use
Indicated for continuous, non-invasive monitoring of functional arterial oxygen saturation and pulse rate in neonatal, infant, pediatric, and adult patients in clinical environments where pulse oximetry is required by a physician.
Regulatory Classification
Identification
An oximeter is a device used to transmit radiation at a known wavelength(s) through blood and to measure the blood oxygen saturation based on the amount of reflected or scattered radiation. It may be used alone or in conjunction with a fiberoptic oximeter catheter.
Predicate Devices
Novametrix 8776-00 Finger and 8791-00 Wrap (Y) Sensor (K993979)
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# 510(K) SUMMARY (SPECIAL)
## Submitter's Name and Address
# MAR - 8 2010
.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Dixtal Medical, Inc. 101 N. Plains Industrial Road Wallingford, CT 06492
Telephone: (203) 269-1112, Ext. 240 Facsimile: (203) 269-1760
Establishment Registration Number: 3006891479
## Contact Person
Robert H. Schiffman, R.A.C. (EU) Quality Assurance Manager (203) 269-1112, Ext. 240 (203) 269-1760 (facsimile) rschiffman@dixtal.com
#### Date the Summary was Prepared
December 31, 2009 February 25, 2010 (Revised)
## Device/Trade Name/Common Name/Classification
Device Names (Proprietary/Trade Names): DX Finger Sensor, DX Y-Sensor, (DX Series Sensors) Pulse Oximeter Sensors Device Name (Common Name): Class II, 21CFR 870.2700/74DQA Classification:
#### Legally Marketed Predicate Devices
Legally marketed predicate devices to the DX Series Sensors:
- Novametrix 8776-00 Finger and 8791-00 Wrap (Y) Sensor (K993979) .
- Novametrix' Marquette Compatible 9752-00 Finger and 9753-00 Wrap (Y) Sensor (K010451) .
- Nellcor DS100A Adult Finger Clip Sensor and D-YS Multisite Sensor .
- Philips M1196A Adult SpO2 Clip Sensor, M1191A Soft Glove Sensor (series) and M1194A Ear Clip . Sensor.
## Description of the Subject Device
The DX Series Pulse Oximeter Sensors combine the operational characteristics of pulse oximetry sensors that have already received Substantially Equivalent determination from FDA (K993979 and K010451) into new Finger Sensor and Y-Sensor configurations that, like the predicate devices, share the same outward
K100020
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physical designs and fundamental scientific technology. The modification enables a sensor to be used with Dixtal's existing pulse oximeter monitor devices as currently listed, as well as to function with other pulse oximetry products. The modified sensors allow healthcare practitioners to more widely standardize pulse oximetry sensors and applicator accessories, and to minimize potential Human Factors issues that might result from using sensors and applicator accessories from multiple manufacturers.
## Statement of Intended Use
The new DX Series Pulse Oximeter Sensors are reusable (multi-patient-use) sensors intended to provide continuous, non-invasive monitoring of functional arterial oxygen saturation and pulse rate in neonatal, infant, pediatric and adult patients, in environments where pulse oximetry monitors or modules in multiparameter systems are indicated for use, when in the judgment of a licensed medical practitioner/physician pulse oximetry is required.
## Technological Characteristics
The new DX Series Sensors share the same outward physical designs, including materials and assembly processes, and the same fundamental scientific technology as the predicate devices (K993979 and K010451). The modification brings the designs of both listed predicates into a single sensor without using new or modified electro-optical components. The modified design operates as either one predicate device or the other-but not both-as dictated by the requirements of the pulse oximeter or oximeter/adapter cable combination to which it is attached. Bench testing and in vivo testing have confirmed equivalent performance.
A further discussion of the scientific technology can be found at Section 8 of the submission, while a more general discussion of the operational characteristics of pulse oximetry sensors is attached as Appendix 1.
## Performance Data
## Non-clinical data
Biocompatibility Testing: this evaluation was previously performed (2003 and 2006). We determined that repeat of the Biocompatibility Testing was unnecessary since we are using the identical materials as used in our current Finger and Y Sensors. The report documents testing compliant to ISO 10993-1:2003.
SpO-Sensor LED Temperature Test: Sensor testing was performed in an environmental chamber consistent with the requirements of ISO 9919:2005. The maximum temperature recorded was below 41 degrees C.
DX Sensor Bench Testing: Engineering bench studies were performed and documented using the intended mating device. We performed testing with Philips and Nellcor monitors comparing their performance to Dixtal monitors, all using the DX Series Sensors. Performance was determined to be equivalent.
DX Sensor Cleaning: Engineering performed a sensor cleaning evaluation to verify the cleaning agents recommended for use to clean and achieve low level disinfection of the Finger and Y Sensors are compatible with the sensor materials.
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EMC Evaluation: The DX Series sensors with the extension cables were evaluated at the Philips Andover facility. Testing included Emissions and Immunity as well as ESD evaluation with results compliant to the requirements of the EMC related standards.
Hazards Analysis: Results of a Hazards Analysis for the DX Series SpO2 Finger and Y Sensor were documented and are included in this submission. We concluded that the devices are safe and effective for their intended use.
#### Clinical data
Controlled de-Sat Testing of DX Series Sensors: Testing was performed under IRB authorization from University of Southern California at San Francisco (Bickler, formerly Severinghaus) in compliance with ISO 9919:2005. The study included 24 healthy, non-smoker, subjects (with informed consent), half male and half female, ages 22-32. None were anemic and skin tone varied from light to dark. No adverse events or complications were noted. Based upon statistical standards (as noted in the report) clinical performance and accuracy of the DX Series Sensors is equivalent to the tested predicate devices.
Clinical Evaluation: Clinical Evaluation was initiated in a Brazilian Healthcare Facility (Irmandade da Santa Casa de Misericórdia de Porto Alegre) after receipt of written authorization from the Facility's (registered) IRB. The testing is focused upon Neonatal patients (and some Pediatric patients) to ensure we comply with the intent of Section 7.2 In Vivo testing for SpO2 accuracy for neonates, in the FDA Draft Guidance for Pulse Oximeters – Premarket Notification Submissions [510(k)s], dated July 19, 2007. No adverse events or complications have been noted.
Literature Review: A literature review was conducted and documented as part of our product evaluation. The report includes a discussion of motion and simulator testing however there were no significant issues identified that required further evaluation.
#### Conclusion:
In compliance with Guidance Documents, accepted Industry Standards, and Design Control requirements, the documented results of verification and validation testing, inter-device (Dixtal, Nellcor, Philips) comparison studies, and hypoxia studies, establish; the equivalent accuracy of DX Series Sensors manufactured for use with other pulse oximeter equipment, and that the Dixtal DX Series Sensors are Substantially Equivalent to the predicate devices.
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## Appendix 1 - Pulse Oximetry-Background
Pulse Oximeters to which these sensors are connected measures oxygen saturation and pulse rate with sensors that contain red and infrared light sources. Since oxygen saturated blood absorbs different amounts of light at each wavelength (red and infrared) as compared with unsaturated blood, the amount of light absorbed at each wavelength by the blood in each pulse can be used to calculate oxygen saturation.
The light energy from red (660 nm) and infrared (880nm or 940 nm) LEDs is beamed through a sample cella pulsating vascular bed, the patient's finger or toe for example. The remaining light energy not absorbed by the sample cell reaches a photodiode, on the opposing side of the signal received by the photodiode is split into its red and infrared components, sampled, software filtered and displayed as a numerical value for oxygen saturation and as a waveform, the Plethysmogram.
Functional oxygen saturation is defined as: percentage saturation given by the oxyhemoglobin concentration (cO2Hb) divided by the sum of the oxyhemoglobin concentration and the deoxyhemoglobin concentration (cHHb)
Fractional oxyhemoglobin FO2Hb: oxyhemoglobin concentration cO2Hb divided by the total hemoglobin concentration, ctHb where; cO2Hb is the concentration of oxyhemoglobin; ctHB is the concentration of total hemoglobin.
This is sometimes reported as a percentage (multiplying the fraction by 100).
Functional saturation represents the amount of oxyhemoglobin as a percentage of the hemoglobin that can be oxygenated. Dysfunctional hemoglobin (COHb and METHb) are not included in the measurement of functional saturation.
Image /page/3/Figure/7 description: This image is a graph with two curves plotted on it. The x-axis ranges from 500 to 1,000, while the y-axis ranges from 10 to 20,000. There are two vertical dashed lines labeled "Red 660nm" and "Infrared 940 nm". The curves show the relationship between these two variables.
Pulse Oximetry - Extinction Coefficients vs. wavelength (nm)
Pulse rate is calculated by measuring the time interval between the peaks of the infrared light waveform.
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## DEPARTMENT OF HEALTH & HUMAN SERVICES
Image /page/4/Picture/1 description: The image shows the logo for the U.S. Department of Health and Human Services. The logo features a stylized eagle with three stripes representing the three branches of government. The eagle is encircled by the text "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA". The logo is simple and recognizable, representing the department's mission to protect the health of all Americans.
Food and Drug Administration 10903 New Hampshire Avenue Document Control Room -WO66-G609 Silver Spring, MD 20993-0002
Mr. Robert Schiffman Quality Assurance Manager Dixtal Medical, Incorporated 101 North Plains Industrial Road Building No. 2 Wallingford, Connecticut 06492-0000
MAR - S 2010
Re: K100020 Trade/Device Name: Dixtal DX Series SpO2 Sensors Regulation Number: 21CFR 870.2700 Regulation Name: Oximeter Regulatory Class: II Product Code: DOA Dated: February 11, 2010 Received: February 12, 2010
Dear Mr. Schiffman:
We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.
If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.
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## Page 2- Mr. Schiffman
Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies, You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.
If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please go to http://www.fda.gov/AboutFDA/CentersOffices/CDRH/CDRHOffices /ucm115809.htm for the Center for Devices and Radiological Health's (CDRH's) Office of Compliance. Also, please note the regulation entitled. "Misbranding by reference to premarket notification" (21CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.
You may obtain other general information on your responsibilities under the Act from the Division of Small Manufacturers, International and Consumer Assistance at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address http://www.fda.gov/MedicalDevices/Resourcesfor You/Industry/default.htm.
Sincerely vours.
h for
Anthony D. Watson, B.S., M.S., M.B.A. Director Division of Anesthesiology, General Hospital, Infection Control and Dental Devices Office of Device Evaluation Center for Devices and Radiological Health
Enclosure
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# Indications for Use
## 510(k) Number (if known)
# Device Name: Dixtal DX Series SpO2 Sensors
Indications for use: DX Series Pulse Oximeter Sensors are multi-patient-use sensors intended to provide continuous, non-invasive monitoring of functional arterial oxygen saturation and pulse rate in neonatal, infant, pediatric and adult patients, in environments where pulse oximetry monitors or modules in multi-parameter systems are indicated for use, when in the judgment of a licensed medical practitioner/physician pulse oximetry is required.
Prescription Use
AND/OR
Over-The-Counter Use
(Part 21 CFR 801 Subpart D)
(21 CFR 801 Subpart C)
(PLEASE DO NOT WRITE BELOW THIS LINE-CONTINUE ON ANOTHER PAGE IF NEEDED)
Concurrence of CDRH, Office of Device Evaluation (ODE)
L. Schulthess
'Division Sign-Off) ിvision of Anesthesiology, General Hospital Tection Control, Dental Devices
510(k) Number:
Two short videos show you everything — or skip straight to the written tutorial if you'd rather read. You can reopen this any time from the Tutorial button in the top bar.
Part 1 — Search, results, and everyday workflows 16 min
Part 2 — Embeddings: the galaxy map 3 min
1. Search: exact and fuzzy
Type a phrase like "coronary artery calcification" into the search box. You get two kinds of results. Exact results match the literal phrase — prefix searches work ("coronary artery calcificati") but suffix searches do not. Fuzzy results match on the meaning and intent of your phrase rather than the exact words, and are sorted by relevance score. Hover over the Exact or Fuzzy badge on any row to see exactly why it matched.
Use the checkboxes above the results to narrow: SaMD keeps only software-only devices, AI / ML keeps only devices with AI.
Exact vs. fuzzy search: what's the difference?
Exact matches on the literal phrase (prefix search works, suffix does not). Fuzzy matches on the meaning and intent of the phrase rather than the exact words. Hover over the badge on any row to see why it matched.
You search "coronary artery calcification" and want only software devices with AI. What two filters do you apply?
Narrow by SaMD (software-only devices), then narrow by AI/ML (devices with AI).
2. The results table
Scroll right in the results table. The intended use is extracted for you — no need to open the PDF. The device story gives a high-level snapshot of what the device does and how it's used. The AI Performance sub-table shows each output name, acceptance criteria, observed values, and development/test dataset descriptions — the same format Innolitics uses for regulatory strategy outputs, and the fastest high-level fingerprint of an AI device. It is AI-generated but has been very reliable in practice.
Where do you find a device's intended use without opening the PDF?
Scroll right in the search results table. The intended use column is extracted for you; no need to dig into the 510(k) summary PDF.
What does the AI Performance sub-table show, and why is it useful?
Output name, acceptance criteria, observed values, development dataset description, and test dataset description. It's the same format we use for regulatory strategy output and Fast 510(k) input, and the fastest high-level fingerprint of an AI device. AI-generated but reliable in practice.
3. Judging fuzzy relevance
Fuzzy results trail off in relevance as you scroll. Use three signals to decide how far down to go: the fuzzy badge explanations, the intended use column, and whether your target output (e.g., Cobb angle) still appears in the AI Performance sub-table. Once it stops appearing, you're past the relevant zone. A top hit with a low score (~0.4) and a stretched explanation is a hint the closest predicates are far away — the project may be headed for De Novo. Note the fuzzy search is a pattern match: it doesn't handle negation ("not") well, and hardware devices can appear — filter by SaMD/AI ML to cut them.
How do you judge how far down fuzzy search results to go?
Use the relevancy signals: the fuzzy badge explanations, the intended use column, and whether the target output (e.g., Cobb angle) still appears in the AI Performance sub-table. Once it stops appearing, results are trailing off in relevancy.
4. Device detail page: chat and citations
Click a device name to open its detail page: device facts on the left, a chat window on the right. Ask something like "Describe the training data". The answer carries little citation bubbles — click one to jump to the highlighted passage in the source PDF, so you can verify every AI answer against the document. There's also a Download PDF button for sharing.
How do you verify an AI chat answer on the device detail page?
Click the citation bubbles to jump to the relevant highlight in the source document.
Reading rule for every project: how many summaries do you read in full?
At least the three most relevant 510(k) or De Novo summaries, in full. After that, use targeted chat questions to confirm your memory quickly. The tool supports this professional habit — it doesn't replace it.
5. Side-by-side comparison
Select multiple rows in the results table (aim for under ~10), then open the PDF Viewer tab. Ask one question — it goes to all selected devices in parallel, each with citations. This is the fastest way to compare and contrast devices: training data, PCCP scope, how they handled adding new scanners, and so on.
What does the side-by-side PDF viewer mode do?
Select multiple devices, open the PDF viewer tab, and ask one question (e.g., "Describe the training data"). It queries all selected devices simultaneously with citations, so you can compare and contrast quickly.
6. Collections
With rows selected, go to the Collections tab and create a labeled collection (e.g., "Cobb Angle Project"). Reload that selection any time — before a client call, pull up the collection and ask questions across all of its devices at once.
How do you save a set of selected devices for later use?
Select the rows, go to the Collections tab, and create a labeled collection (e.g., "Cobb Angle Project"). You can reload the selection anytime and carry it into the PDF viewer and other tabs that support selections.
7. Product codes and the regulations tree
Click a product code in the results to jump to it in the regulations tree — identification text, sibling product codes, and devices you can open in a PDF viewer on the right. Click a regulation number to see its identification, special controls, and related product codes. You can also search by product code or regulation number at the top of the tree. Always read the special controls if any exist for your device — it broadens your search and sharpens pre-kickoff research.
What can you do from the regulations tree view?
Browse product codes and regulation numbers, read the identification text and special controls, browse sibling product codes, open device PDFs on the right, and search by product code or regulation number at the top of the tree.
8. Chart view
Click Show Chart and segment by regulation number (or product code) to see which regulations dominate your result set. Clicking a regulation takes you into the regulations tree. Great for spotting that most matches are, say, hardware laparoscopic devices — a cue to go back and filter.
How do you see which regulations dominate a search result set?
Click "Show Chart" and segment by Regulation Number. Clicking a regulation takes you to the regulations tree.
9. The predicate graph
Open the Predicates tab for a family-tree view of predicate relationships. Click a node to trace its parents and children; selections from search carry over pre-selected. Commonly predicated devices are worth reading — a lot of people predicated them for a reason. The visual lineage is also handy on client calls, e.g. to show how a predicate family evolved and justify why your predicate still holds.
In the predicate graph, why are commonly predicated devices worth reading?
A lot of people predicated them for a reason. Clicking a node traces parents and children, and selections from search carry over pre-selected.
10. Embeddings: the galaxy map
The Embeddings tab plots every matching document in a 2-D "galaxy map" where semantically similar devices cluster together. Hover or click clusters to explore, and let AI label the clusters for you. Embeddings beat product codes for grouping: two devices can carry different product codes (LLZ vs. QIH) yet do the same thing — the embedding captures the meaning of the intended use and device story. This is also exactly how retrieval-augmented generation (RAG) works under the hood, and it makes a great visual on client calls.
Try it yourself
Head to the search page and work through a few of these AI/ML fuzzy searches to build intuition: perivascular fat on CT · aortic valve calcification opportunistic screening on noncontrast CT · breast cancer prediction on digital pathology slides · autism detection · gestational age prediction · a hearing aid that can also detect a pulse · foundation model based analysis of ECG · large language models · penetration test. Watch how the relevance scores, intended use, and AI Performance tables tell you when results stop being meaningful.